Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Parthasarathy RajagopalanSecurities America, Inc.MML Investors Services, LLC$2503-13-2020
Timothy Charles HolubikCetera Advisors LLCLincoln Financial Advisors Corporation03-13-2020
Leslie Benjamin GoldsteinArete Wealth Management, LLCSecurities America, Inc.$5003-12-2020
Helen DritakisMorgan StanleyWells Fargo Clearing Services, LLC03-12-2020
Geoffrey Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Stephenson Paul JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Robert Thomas WeilLPL Financial LLCMML Investors Services, LLC$15003-11-2020
Todd Avrom ChalemLPL Financial LLCMML Investors Services, LLC03-11-2020
David Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Erin Mae JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Daniel Graham HenryIHT Wealth Management LLCJ.P. Morgan Securities LLC03-11-2020
Sean Christopher GayLPL Financial LLCAusdal Financial Partners, Inc.03-09-2020
Brian Herbert SchmidtGWFS Equities, Inc.Pruco Securities, LLC.03-09-2020
Augustus Bowdoin SpauldingCresset Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Peter C. SherlockCresset Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Vincent Harambasic IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Joseph James ThompsonAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated03-06-2020
Jennifer Allison TaylorFairhaven Wealth Management, LLCFidelity Personal and Workplace Advisors03-06-2020
Daniel Joseph McDonnellLPL Financial LLCSecurities America, Inc.$5003-05-2020
Bruce PerskyLPL Financial LLCJ.P. Morgan Securities LLC03-05-2020
Anthony Thomas LodovicoLPL Financial LLCEdward Jones03-05-2020
Allison TregoningCetera Financial Specialists LLCWells Fargo Clearing Services, LLC03-05-2020
Nicholas Robert ErwinCountry Capital Management CompanyMutual of Omaha Investor Services, Inc.03-04-2020
John Leonard VanderburghCetera Advisor Networks LLCAvantax Investment Services, Inc.03-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.