Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee SchrieberRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-01-2019
Terence Allan FosterRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15003-01-2019
John Christian BeckMidwest Retirement Partners, LLCADP Broker-Dealer, Inc.02-28-2019
Michele Marie LawsDFPG Investments, Inc.Allegis Investment Services, LLC$1,50002-28-2019
Frederic William SchrodtWorld Equity Group, Inc.Lake Forest Securities, LLC02-22-2019
Donovan Julian SanchezSkyview Financial Planning, LLCSavant Capital Management02-20-2019
Xiaowen WangParkland Securities, LLCTransamerica Financial Advisors, Inc02-18-2019
Lang Phu NguyenCetera Advisors LLCEdward Jones02-14-2019
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
James M FoxTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-13-2019
Joseph John WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Armando MartinezPNC InvestmentsLBMZ Securities, Inc.02-07-2019
Teresa Ann YoungW&S Brokerage Services, Inc.LPL Financial LLC$102-06-2019
Neil Francis HarnenNational Securities CorporationCambridge Investment Research, Inc.$5002-05-2019
Kimberly Lynn SteinbrennerLaSalle St. Securities, LLCSaxony Securities, Inc.02-01-2019
Robert James MillerSecurities America, Inc.Questar Capital Corporation$102-01-2019
Donna Morgan NegusCetera Advisor Networks LLCInvestment Planners, Inc.$5001-31-2019
Thomas James EalyCetera Advisor Networks LLCInvestment Planners, Inc.$15001-31-2019
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Corey Robert WishniaForesters Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Nicholas Robert ErwinMutual of Omaha Investor Services, Inc.First Allied Securities, Inc.01-11-2019
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Showing 51 to 75 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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