Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wesley James WhamondSikich FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Palmerino Pasquale SantanielloBrookstone Capital Management LLCSimplicity Wealth03-03-2020
Kevin Carlton HarveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-03-2020
Scott A. ClaytonLPL Financial LLCMML Investors Services, LLC03-02-2020
Peter N. BedrioNational Securities CorporationPruco Securities, LLC.03-02-2020
Brenda Louis BridgesCambridge Investment Research, Inc.Equity Services, Inc.03-02-2020
Brinkley Overton FarnsworthBrean Capital, LLCCantor Fitzgerald & Co.03-02-2020
Matthew Ian ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2020
Noah Clyde RobinsonH. Beck, Inc.Next Financial Group, Inc.02-28-2020
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Emily Catherine HeimannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
William Ross CristMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Michael Reed RozovicsAvantax Investment Services, Inc.Cetera Financial Specialists LLC$10002-27-2020
Mary Kathleen GreenePruco Securities, LLC.Pruco Securities, LLC.02-27-2020
Robert Lawrence ElsenpeterAllstate Financial Services, LLCState Farm VP Management Corp.02-27-2020
Eric Robert DusseaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-26-2020
Raniel IniguezAXA Advisors, LLCPlexus Financial Services, LLC02-25-2020
Chloe GrandlienardMML Investors Services, LLCMutual of Omaha Investor Services, Inc.02-24-2020
Tha Van TrinhWells Fargo Clearing Services, LLCNYLIFE Securities LLC02-24-2020
Hank Cecil SkaggsState Farm VP Management Corp.Midwestern Securities Trading Company, LLC02-20-2020
Gregory Vaughn IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Ethan R. MorrisJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-18-2020
Colleen Lynn McCorryAmeriprise Financial Services, LLCMCG Securities LLC02-18-2020
Dale Bruce CostelloAvantax Investment Services, Inc.Cetera Financial Specialists LLC02-18-2020
Jeffery Alan RozovicsAvantax Investment Services, Inc.Cetera Financial Specialists LLC$10002-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.