Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Andrew NoonanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Jason Gavrin WalshWorld Equity Group, Inc.Lake Forest Securities, LLC$5011-28-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
John G RhodeThe O.N. Equity Sales CompanyForesters Equity Services, Inc.11-27-2018
Elias James MellulPNC InvestmentsLeumi Investment Services Inc.11-23-2018
Charles Markham WhitelawWorld Equity Group, Inc.First Heartland Capital, Inc.$2511-21-2018
Jacob Allen PerkinsKestra Investment Services, LLCSignator Investors, Inc.11-20-2018
Charles Melvin HessUnited Planners' Financial Services of America A Limited PartnerPiper Jaffray & Co.$10011-19-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC$111-15-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Michael Anthony TaborskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors11-14-2018
Russell George LuceInvestment Planners, Inc.LifeMark Securities Corp.$10011-14-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10611-09-2018
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Steven Alan SchertelKestra Investment Services, LLCRaymond James Financial Services, Inc.$111-09-2018
Ronald Stephen KnightMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-06-2018
Steven David SchollLPL Financial LLCEdward Jones$111-05-2018
Keith Charles PiscitelloLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2511-02-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$111-01-2018
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Jennifer Lynne KilbyLPL Financial LLCLiberty Group, LLC$111-01-2018
Robert Scott GrothLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Justin William GiffordRaymond James Financial Services, Inc.Edward Jones$110-31-2018
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
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Showing 101 to 125 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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