Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Allen BaumbachBrookstone Capital Management LLCPark Avenue Securities LLC01-30-2020
Michael Albert HowlettFidelity Brokerage Services LLCJ.P. Morgan Securities LLC01-29-2020
Anne Peterson OganVivaldi Capital Management, LLCThe Proper Analysis Corporation01-29-2020
Paul Victor CloughCetera Financial Specialists LLCThe Investment Center, Inc.01-28-2020
Yulun WuCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-27-2020
John R. JohnstonCambridge Investment Research, Inc.Farmers Financial Solutions, LLC01-27-2020
Andre Pierre SenegalOneAmerica Securities, Inc.NYLIFE Securities LLC01-27-2020
Ivory Janelle StewartPruco Securities, LLC.AXA Advisors, LLC01-27-2020
Megan Eilzabeth MasonJefferies LLCMorgan Stanley01-27-2020
Paul Desmond LandersCetera Financial Specialists LLCLPL Financial LLC01-24-2020
Darell Ray FaustCambridge Investment Research, Inc.Investment Planners, Inc.01-24-2020
Eunice DiazNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC01-24-2020
Tina M McMorrisBalasa Dinverno Foltz LLCHemsley Advisors, Ltd.01-24-2020
Travis Paul EtheridgeMoney Concepts Capital CorpNationwide Securities, LLC01-23-2020
Patrick J. JoyceThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC01-23-2020
Derrick Timothy WattsPackerland Brokerage Services, Inc.B. Riley Wealth Management01-22-2020
William David VellonCabot Lodge Securities LLCKingsbury Capital, Inc.$5001-21-2020
Matthew Lake BrownLPL Financial LLCThe Huntington Investment Company01-17-2020
Roger James HannanCetera Financial Specialists LLCAmerican Portfolios Financial Services, Inc.01-17-2020
Rebecca Ann HannanCetera Financial Specialists LLCAmerican Portfolios Financial Services, Inc.01-17-2020
Russell George LuceLifeMark Securities Corp.Investment Planners, Inc.$10001-16-2020
Jay Richard CutreraUnited Planners' Financial Services of America A Limited PartnerProEquities, Inc.01-16-2020
Mark Wheeler HarrisIHT Wealth Management LLCLPL Financial LLC$5001-16-2020
Matthew D. RasmussenE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Richard Alan LammRegal Investment Advisors LLCLUCAS GROUP FINANCIAL ADVISORS, INC.01-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.