Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Jennifer Lynne KilbyLPL Financial LLCLiberty Group, LLC$111-01-2018
Robert Scott GrothLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Justin William GiffordRaymond James Financial Services, Inc.Edward Jones$110-31-2018
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Paul Joseph SmithCetera Financial Specialists LLCForesters Equity Services, Inc.$110-29-2018
Roscoe Paul Zeigler IIIRP Zeigler Investment ServicesCornerstone Wealth Management, LLC10-29-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Michael Henry MartinRBC Capital Markets, LLCUBS Financial Services Inc.$10010-26-2018
Jonathon David MerickelVivaldi Capital Management, LLCIHT Wealth Management LLC10-25-2018
Robert J. Atko Jr.U.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$10010-25-2018
Robert Howard DawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
James Ellis BrewerEnvision Wealth Planning, Inc.LPL Financial LLC10-23-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Robert Charles Van FossanVan Fossan Private Wealth, LLCSentinus-Halo Securities, LLC10-22-2018
Bob Meyers LaSalle St. SecuritiesEdward Jones$10010-19-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Jimmie Dewayne HilburnHorace Mann Investors, Inc.VALIC Financial Advisors, Inc.10-19-2018
Joon K. ChoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-19-2018
Kimberly Coulter SheppLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Michael Joseph DavernLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
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Showing 126 to 150 of 5,270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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