Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Gary William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Matthew William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Clyde Lee GroomsOneAmerica Securities, Inc.Farmers Financial Solutions, LLC10-11-2018
Rodney John DeckerVALIC Financial Advisors, Inc.Fifth Third Securities, Inc.$5010-08-2018
Shawn Allen RomanLPL Financial LLCCountry Capital Management Company10-08-2018
Gregory Killingsworth SmithAmeriprise Financial Services, Inc.First Trust Portfolios L.P.10-06-2018
Benjamin John BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-05-2018
Thomas James KunkleMML Investors Services, LLCAmerican Trust Investment Services, Inc.$2510-04-2018
Gina M GucciardoCetera Financial Specialists LLCHD Vest Investment Services10-02-2018
Brian Terence AhernLPL Financial LLCTotal Clarity Wealth Management, Inc$15010-01-2018
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Christopher Ryan VivianLPL Financial LLCCetera Advisor Networks LLC$110-01-2018
David Adam SleeterLPL Financial LLCCetera Advisor Networks LLC10-01-2018
Douglas Edward GlickLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$5010-01-2018
Janis Sue SleeterLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Maria Rutt WilsonLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Lawrence Joseph Kimmel Jr.Harbour Investments, Inc.Ausdal Financial Partners, Inc.$2509-28-2018
Eric Michael O`neillLPL Financial LLCCetera Advisor Networks LLC$1009-27-2018
Michael Paul ToliuszisHD Vest Investment ServicesFSC Securities Corporation09-27-2018
Brent Devon GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-26-2018
Henry Martin CutlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMesirow Financial, Inc.09-26-2018
Virgil Keith PrimHorace Mann Investors, Inc.TIAA-CREF Individual & Institutional Services, LLC09-26-2018
Dominick Christian LealiMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-25-2018
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Showing 151 to 175 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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