Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vikas ChandolaMML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Mark Edward McGowanHilltop Securities Inc.Raymond James & Associates, Inc.01-15-2020
Greg Steven DanzigerNorthern Trust Securities, Inc.Wells Fargo Clearing Services, LLC01-15-2020
Frank Thomas PatzkeEP Wealth AdvisorsGUIDANT WEALTH ADVISORS01-15-2020
Leslie Susan PintoEP Wealth AdvisorsGUIDANT WEALTH ADVISORS01-14-2020
Yimmy De Jesus MardoJ.P. Morgan Securities LLCEdward Jones01-13-2020
Catherine Eva PerezFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-13-2020
Anthony CostanzoNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
John Steven Matthews Jr.Wintrust Investments LLCPNC Investments01-10-2020
Creighton Michael DraccaWintrust Investments LLCJ.P. Morgan Securities LLC01-10-2020
Michael Jamal SelvieCetera Investment Services LLCEdward Jones01-10-2020
Constantinos Dean Frank YianasLPL Financial LLCWells Fargo Clearing Services, LLC$2,00001-10-2020
Marissa I. SerranoLPL Financial LLCJ.P. Morgan Institutional Investments Inc.01-10-2020
Kirk Eugene RascherCambridge Investment Research, Inc.Uhlmann Price Securities, LLC$1,00001-10-2020
Brittany Nicole WilliamsMariner Wealth AdvisorsTIAA-CREF Individual & Institutional Services, LLC01-10-2020
James William GreggaMorgan StanleyJ.P. Morgan Securities LLC01-10-2020
Brian Robert SheehyLPL Financial LLCWorld Equity Group, Inc.01-09-2020
Shannon Reardon SwanickBMO Harris Financial Advisors, Inc.SunTrust Investment Services, Inc.01-08-2020
Claude J WilsonJ.P. Morgan Securities LLCEdward Jones01-07-2020
Joseph E FortunatoHighTower Securities, LLCTIAA-CREF Individual & Institutional Services, LLC01-07-2020
David W SmithAmeriprise Financial Services, LLCEdward Jones01-06-2020
Arnold Jay BenderCetera Financial Specialists LLCAlera Investment Advisors, LLC$2501-06-2020
David Wayne TruslerNorthwestern Mutual Investment Services, LLCMutual of Omaha Investor Services, Inc.$2501-06-2020
William J. MurphyMML Investors Services, LLCFarmers Financial Solutions, LLC01-06-2020
Adam Scott ThurgoodHighTower Securities, LLCHighTower Securities, LLC01-06-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.