Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul ToliuszisHD Vest Investment ServicesFSC Securities Corporation09-27-2018
Brent Devon GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-26-2018
Henry Martin CutlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMesirow Financial, Inc.09-26-2018
Virgil Keith PrimHorace Mann Investors, Inc.TIAA-CREF Individual & Institutional Services, LLC09-26-2018
Dominick Christian LealiMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-25-2018
Kenda Kay PardyFirst Allied Securities, Inc.Client One Securities LLC$109-25-2018
Samuel Paul LeeKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Daniel Bryan RohlfingLantz Financial LLCWells Fargo Advisors Financial Network, LLC09-24-2018
Michael Jon LantzLantz Financial LLCWells Fargo Advisors Financial Network, LLC09-24-2018
Steven Wayne HarrisonBMO Harris Financial Advisors, Inc.Capital Asset Advisory Services, LLC09-24-2018
Stephen PetersenAllstate Financial Services, LLCInteractive Financial Advisors09-21-2018
Kevin Michael RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-19-2018
Mitchel Maldonado LopezPNC InvestmentsThrivent Investment Management Inc.09-18-2018
Robert Allen WalterDavid A. Noyes & CompanyWorld Equity Group, Inc.09-18-2018
Anna BouthilletteRaymond James Financial Services, Inc.PNC Investments09-17-2018
Marilyn June BlackRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-17-2018
Bryan Thomas HoppeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-14-2018
David Richard GeakeAmerican Trust Investment Services, Inc.Ausdal Financial Partners, Inc.09-14-2018
Donald Lee RoseenLake StreetUnited Advisors Services, LLC09-14-2018
Jay Alan CunninghamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15009-14-2018
Marcia Tudor GregoryBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5009-14-2018
Matthew Edward PowellLaSalle St. Securities, LLCBroker Dealer Financial Services Corp.$2509-14-2018
Timothy Thomas FeldheimSheridan RoadIndependent Financial Partners09-14-2018
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
Ann Marie HansenKestra Investment Services, LLCTransamerica Investors Securities Corporation09-13-2018
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Showing 176 to 200 of 5,270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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