Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Russell SmithBlack Oak Securities, Inc.Royal Alliance Associates, Inc.01-03-2020
Jeffrey Kim GinProsperity Wealth Management, Inc.Prosperity Wealth Management, Inc.01-03-2020
Eve Elizabeth EllisWilliam BlairMorgan Stanley$5001-03-2020
Nikolay Petrov DjibankovWilliam BlairMorgan Stanley01-03-2020
Stefan Alexander Funes VitanzaPNC InvestmentsMutual of Omaha Investor Services, Inc.01-02-2020
Desmond D. ClarkJ.W. Cole Financial, Inc.Institutional Securities Corporation01-02-2020
Nolan J. GosleeBrookstone Capital Management LLCKalos Capital, Inc.01-02-2020
Kevin Carl KingstonSavant Capital ManagementValMark Securities, Inc.$10012-26-2019
Quinn Patrick MartinBrownson, Rehmus & Foxworth, Inc.Raymond James Financial Services, Inc.12-26-2019
Lucas Kirk WandellTriad Hybrid Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2019
Michael A GraffBrookstone Capital Management LLCFoundations Investment Advisors LLC12-24-2019
Michael Eric HoldenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-23-2019
Gerard Charles BuchananThe Huntington Investment CompanyBMO Harris Financial Advisors, Inc.12-23-2019
Debra Lynn DumelleNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
Zachary John JoinerArchford Capital Strategies, LLCCambridge Capital Management, LLC12-20-2019
David Andrew VenturaTwende Asset Management LLCMorgan Stanley12-20-2019
Muna Kham YousifFifth Third Securities, Inc.J.P. Morgan Securities LLC12-19-2019
Julianne Marie MelulisFidelity Brokerage Services LLCMorgan Stanley12-19-2019
John P. NatheBrookstone Capital Management LLCFirst Command Financial Planning, Inc.12-19-2019
James Douglas Wagner Sr.J.P. Morgan Securities LLCPruco Securities, LLC.12-17-2019
Beck Richard MarischenJ.P. Morgan Securities LLCNational Securities Corporation12-16-2019
Jesse ZaragozaPruco Securities, LLC.Bankers Life Securities, Inc.12-16-2019
James Ronald WelchPruco Securities, LLC.Infinex Investments, Inc.12-16-2019
Gregory Wade GobbleLPL Financial LLCCUNA Brokerage Services, Inc.$15012-13-2019
Richard Raymond BrownArete Wealth Management, LLCLincoln Financial Advisors Corporation12-13-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.