Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James MeschIntuitive Wealth Management, LLCLPL Financial LLC09-11-2018
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Kerry Lee HoffmanUnion Capital CompanyLPL Financial LLC$2509-07-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Duran Fabre AllenCetera Investment Services LLCVALIC Financial Advisors, Inc.$109-04-2018
Mark Louis PsaltisMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.08-31-2018
John Thomas TravisMorgan StanleyEssex LLC08-27-2018
Tina Marie VandermeerHorace Mann Investors, Inc.FBL Marketing Services, LLC08-24-2018
Joseph L KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Duran Fabre AllenVALIC Financial Advisors, Inc.Highpoint Advisor Group, LLC08-21-2018
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
Fred George Schoenfeld IIJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Michael William RiordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-09-2018
Patricia Ann BlagojevichInvestment Navigation LLCJanian Investment Advisers, LLC08-09-2018
Jared Michael TrexlerTrexler Financial Advisors LLCCetera Financial Specialists LLC08-08-2018
Mary Fahl WagnerHorace Mann Investors, Inc.Thrivent Investment Management Inc.08-08-2018
Mark A JohnsonLPL Financial LLCKestra Investment Services, LLC$1508-06-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Dhara S. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-03-2018
Ryan James NottestadRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
David Michael DickmanMindful Wealth LLCVivaldi Capital Management, LLC08-02-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Marc Jonathan TheienMidwestern Securities Trading Company, LLCCetera Investment Services LLC08-01-2018
Ilya Igorevich YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
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Showing 201 to 225 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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