Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred George Schoenfeld IIJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
Shane QuinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2018
Katherine Alicia DowningRegulus Advisors, LLCAXA Advisors, LLC03-02-2018
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Ben Zion RaiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$107-28-2017
Alexis Paul RiveraLPL Financial LLCAXA Advisors, LLC06-14-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$103-29-2017
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Timothy Randall FlinnMidwestern Securities Trading Company, LLCAXA Advisors, LLC08-17-2016
Chelsea Marie ZilingerLincoln Financial Advisors CorporationAXA Advisors, LLC08-11-2016
Richard Joel KanterHornor, Townsend & Kent, LLCAXA Advisors, LLC06-24-2016
Rebecca Speck FosterForest Securities, Inc.AXA Advisors, LLC06-20-2016
Robert Justin MckendryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-28-2016
Joseph MacaioneHornor, Townsend & Kent, LLCAXA Advisors, LLC04-08-2016
Daniel Pecaut MorrisOak Grove Investment Services, Inc.AXA Advisors, LLC03-11-2016
Gerald CatalanoHornor, Townsend & Kent, LLCAXA Advisors, LLC01-28-2016
Nayan J MehtaKestra Investment Services, LLCAXA Advisors, LLC01-04-2016
Brian Adam RosenLPL Financial LLCAXA Advisors, LLC12-14-2015
Jonathan Singer NovyLPL Financial LLCAXA Advisors, LLC12-11-2015
Next Page »

Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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