Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Delta Francine Jones-WalkerWoodbury Financial Services, Inc.AXA Advisors, LLC$1005-21-2010
Lawrence Jay ColeWells Fargo Clearing Services, LLCAXA Advisors, LLC$5008-13-2012
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Kent DolencVoya Financial Advisors, Inc.AXA Advisors, LLC05-02-2011
Sanford Allen SchmidtThe Leaders Group, Inc.AXA Advisors, LLC11-15-2013
Nicholas Cameron BoiRobert W. Baird & Co. IncorporatedAXA Advisors, LLC07-01-2013
Katherine Alicia DowningRegulus Advisors, LLCAXA Advisors, LLC03-02-2018
Robert Ray SalzmanRB Salzman Wealth Management, LLCAXA Advisors, LLC03-13-2015
Jeffrey R WilsonPruco Securities, LLC.AXA Advisors, LLC$1006-07-2018
Peter N. BedrioPruco Securities, LLC.AXA Advisors, LLC04-10-2015
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
Zachary James DombrowskiNYLIFE Securities LLCAXA Advisors, LLC12-19-2014
Norman F JanisNYLIFE Securities LLCAXA Advisors, LLC$1001-14-2014
John Anthony SkrydNYLIFE Securities LLCAXA Advisors, LLC11-22-2013
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-28-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2017
Brett Jacob JenneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-20-2014
Christopher George SutherlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
Thomas J NahrwoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-27-2012
David Erik KassnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-10-2011
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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