Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Joshua Ariel LelahLelah Financial, LLCAmeriprise Financial Services, Inc.05-22-2018
Joey Robert LovgrenSigma Financial CorporationAmeriprise Financial Services, Inc.$6311-01-2017
Marla Ann ReismanLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2017
James Andrew HeilgeistMML Investors Services, LLCAmeriprise Financial Services, Inc.$25006-16-2017
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, Inc.$2901-09-2017
Jeffrey Raymond St JohnIndependent Financial PartnersAmeriprise Financial Services, Inc.11-09-2016
Mark Robert DurrenbergerBalasa Dinverno Foltz LLCAmeriprise Financial Services, Inc.10-07-2016
Ryan William PetroskyFirst Command Advisory ServicesAmeriprise Financial Services, Inc.09-14-2016
Denzil Alan LockeLocke Financial Services, Inc.Ameriprise Financial Services, Inc.05-17-2016
Harlin Christopher NoelLPL Financial LLCAmeriprise Financial Services, Inc.05-16-2016
Jessica Lara MerinoThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5004-01-2016
James Peter McquinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
Gregg Warren BowenSigma Financial CorporationAmeriprise Financial Services, Inc.$5002-04-2016
Anne Therese FrancissenRothschild Investment CorporationAmeriprise Financial Services, Inc.01-21-2016
Mark Edward PaulyGnv Advisors, LLCAmeriprise Financial Services, Inc.10-29-2015
T Dewitt BuchananSafe Harbor Retirement Consultants, LLCAmeriprise Financial Services, Inc.07-21-2015
Stuart L PearlDavid A. Noyes & CompanyAmeriprise Financial Services, Inc.07-10-2015
Gary David LundbergLPL Financial LLCAmeriprise Financial Services, Inc.$2906-30-2015
Michael David BohneCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.05-07-2015
Marilyn Carol FriedmanMetLife Securities Inc.Ameriprise Financial Services, Inc.05-01-2015
Kevin Patrick HareMetLife Securities Inc.Ameriprise Financial Services, Inc.02-27-2015
Next Page »

Showing 1 to 25 of 76 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.