Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, Inc.$1910-18-2019
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$2509-24-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$2506-14-2019
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-06-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10008-03-2018
Joshua Ariel LelahLelah Financial, LLCAmeriprise Financial Services, Inc.05-22-2018
Joey Robert LovgrenSigma Financial CorporationAmeriprise Financial Services, Inc.$6311-01-2017
Morris ReismanLPL Financial LLCAmeriprise Financial Services, Inc.10-12-2017
Marla Ann ReismanLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2017
James Andrew HeilgeistMML Investors Services, LLCAmeriprise Financial Services, Inc.$25006-16-2017
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, Inc.$2901-09-2017
Denzil Alan LockeLocke Financial Services, Inc.Ameriprise Financial Services, Inc.05-17-2016
Harlin Christopher NoelLPL Financial LLCAmeriprise Financial Services, Inc.05-16-2016
Jessica Lara MerinoThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5004-01-2016
James P. McQuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
Gregg Warren BowenSigma Financial CorporationAmeriprise Financial Services, Inc.$5002-04-2016
Gary David LundbergLPL Financial LLCAmeriprise Financial Services, Inc.$1006-30-2015
Laura V. BareWaddell & ReedAmeriprise Financial Services, Inc.05-13-2015
Matthew Duane AllgoodLPL Financial LLCAmeriprise Financial Services, Inc.11-24-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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