Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Francis DomekEdward JonesCambridge Investment Research, Inc.07-19-2019
Gregory James SmithInvestment Planners, Inc.Cambridge Investment Research, Inc.$29003-26-2019
Peter Frederic StegerChalice Capital Partners, LLCCambridge Investment Research, Inc.$10003-01-2019
Neil Francis HarnenNational Securities CorporationCambridge Investment Research, Inc.$50002-05-2019
Steven Robert CherryMorgan StanleyCambridge Investment Research, Inc.07-12-2018
Sylvia Veronica PanekNatural InvestmentsCambridge Investment Research, Inc.02-01-2018
Symour JacobsSy Jacobs CFP LLCCambridge Investment Research, Inc.01-02-2018
Joel David RubinSecurities Service Network, LLCCambridge Investment Research, Inc.$36002-09-2017
Duane M RothUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10008-23-2016
Amanda J RobertsUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.08-18-2016
Michael Willmar ForbrookUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10007-15-2016
Bradley Joseph BobbUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$14007-15-2016
Trevor S. WallnerKEB Asset Management, LLCCambridge Investment Research, Inc.06-14-2016
Gustav Eugene KrantzPrincipal Securities, Inc.Cambridge Investment Research, Inc.$25009-24-2015
Steven H SmithVoya Financial Advisors, Inc.Cambridge Investment Research, Inc.09-14-2015
Scott Allan McCordAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$50006-01-2015
Stephen Eugene HensonClient One Securities LLCCambridge Investment Research, Inc.$50001-07-2015
Corrine Gay BretzClient One Securities LLCCambridge Investment Research, Inc.01-05-2015
Shawn Allen WearsLincoln InvestmentCambridge Investment Research, Inc.$10006-03-2014
James Maurice FarmerLPL Financial LLCCambridge Investment Research, Inc.$50010-01-2013
Kenan Anderson GodfreyRetirement Plan Advisors, LLCCambridge Investment Research, Inc.08-02-2013
Christopher Alan RobertsRDA Financial NetworkCambridge Investment Research, Inc.06-22-2011
Mark Duane FauldsLawing Financial IncCambridge Investment Research, Inc.04-06-2011
Jonathan Michael RigoniSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$50011-09-2010
David John WilleumierRDA Financial NetworkCambridge Investment Research, Inc.06-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.