Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Francis DomekEdward JonesCambridge Investment Research, Inc.07-19-2019
Peter Frederic StegerChalice Capital Partners, LLCCambridge Investment Research, Inc.03-01-2019
Steven Robert CherryMorgan StanleyCambridge Investment Research, Inc.07-12-2018
Sylvia Veronica PanekNatural InvestmentsCambridge Investment Research, Inc.02-01-2018
Symour JacobsSy Jacobs CFP LLCCambridge Investment Research, Inc.01-02-2018
Amanda Joy RobertsUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.08-18-2016
Steven H. SmithVoya Financial Advisors, Inc.Cambridge Investment Research, Inc.09-14-2015
Scott Allan McCordAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.06-01-2015
Corrine Gay BretzClient One Securities LLCCambridge Investment Research, Inc.01-05-2015
Shawn Allen WearsCapital AnalystsCambridge Investment Research, Inc.06-18-2014
Sam OgrizovichOFM WealthCambridge Investment Research, Inc.06-11-2013
Jonathan Michael RigoniSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.11-09-2010
Terence A. FosterWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.01-27-2010
Michael Willmar ForbrookUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$1007-15-2016
Bradley Joseph BobbUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$1007-15-2016
Trevor S. WallnerKEB Asset Management, LLCCambridge Investment Research, Inc.$1006-14-2016
Gustav Eugene KrantzPrincipal Securities, Inc.Cambridge Investment Research, Inc.$2509-24-2015
Gregory James SmithInvestment Planners, Inc.Cambridge Investment Research, Inc.$2903-26-2019
Joel David RubinSecurities Service Network, LLCCambridge Investment Research, Inc.$3602-09-2017
Neil Francis HarnenNational Securities CorporationCambridge Investment Research, Inc.$5002-05-2019
Stephen Eugene HensonClient One Securities LLCCambridge Investment Research, Inc.$5001-07-2015
James Maurice FarmerLPL Financial LLCCambridge Investment Research, Inc.$5010-01-2013

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.