Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Renee R ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC$111-15-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$111-01-2018
Robert Scott GrothLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Kimberly Coulter SheppLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Michael Joseph DavernLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Tom Michael PrybyloLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Christopher Ryan VivianLPL Financial LLCCetera Advisor Networks LLC$110-01-2018
David Adam SleeterLPL Financial LLCCetera Advisor Networks LLC10-01-2018
Douglas Edward GlickLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Janis Sue SleeterLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Maria Rutt WilsonLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Eric Michael O`neillLPL Financial LLCCetera Advisor Networks LLC$1009-27-2018
Darryl Randall FergusonLPL Financial LLCCetera Advisor Networks LLC07-27-2018
Eric Vernon ShoreLPL Financial LLCCetera Advisor Networks LLC$15006-13-2018
Nathan C ScholesFifth Third Securities, Inc.Cetera Advisor Networks LLC03-30-2018
Jean Elizabeth BeranekSecurities America, Inc.Cetera Advisor Networks LLC$2506-12-2017
Gary Lavern CockeramSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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