Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Michael RigoniNorth Shore Capital Group Investment Advisors, IncCetera Advisor Networks LLC08-21-2020
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC12-07-2018
Richard Neil FischmanLPL Financial LLCCetera Advisor Networks LLC12-07-2018
Renee R ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Gail Denise DugasLPL Financial LLCCetera Advisor Networks LLC11-16-2018
Joseph NaboznyLPL Financial LLCCetera Advisor Networks LLC11-15-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC11-15-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
David Michael RiceLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Mark Daniel LechowiczLPL Financial LLCCetera Advisor Networks LLC10-25-2018
Thomas John Walsh JrLPL Financial LLCCetera Advisor Networks LLC$10010-19-2018
Kimberly Coulter SheppLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Michael Joseph DavernLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
William Eugene ShockLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
James Michael MullenLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Tom Michael PrybyloLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Daniel P StewartLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
David Daniel TrowbridgeLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Jennifer Lyn JohnsonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Sharon Kay GoecknerLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Jeffrey William BruceLPL Financial LLCCetera Advisor Networks LLC10-19-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.