Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucia PartipiloBankers Life Securities, Inc.Cetera Investment Services LLC09-04-2020
Tony Ziyi PengHSBC Securities (USA) Inc.Cetera Investment Services LLC$10008-21-2020
Brandon Anthony CraneWells Fargo Clearing Services, LLCCetera Investment Services LLC09-03-2019
Leonard Lamarr LeviPruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Lucyna K GavrylyukFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Joseph J WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Marc Jonathan TheienMidwestern Securities Trading Company, LLCCetera Investment Services LLC08-01-2018
Gregory Alan GranatoAllstate Financial Services, LLCCetera Investment Services LLC09-21-2017
Ki Tin ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC06-21-2016
Brenda Lee BruggerEdward JonesCetera Investment Services LLC$15011-16-2015
Kenneth David LoebelMadison Avenue Securities, LLCCetera Investment Services LLC10-22-2013

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.