Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Richard OstranderLPL Financial LLCChase Investment Services Corp.$1,00009-07-2012
Peter J LesnikLPL Financial LLCChase Investment Services Corp.09-06-2012
Stephanie Lynn ReaFidelity Brokerage Services LLCChase Investment Services Corp.07-16-2012
Anthony J PeccatielloNorthern Trust Securities, Inc.Chase Investment Services Corp.06-07-2012
Keith David WorthingtonFidelity Brokerage Services LLCChase Investment Services Corp.06-04-2012
Anthony Stephen JovanovichWintrust Investments LLCChase Investment Services Corp.$5006-01-2012
Phillip Branislav DragisicPNC InvestmentsChase Investment Services Corp.05-21-2012
Michael John DorseyFidelity Brokerage Services LLCChase Investment Services Corp.03-05-2012
Shondra D LynchRaymond James Financial Services, Inc.Chase Investment Services Corp.03-02-2012
Thomas J NowakCharles Schwab & Co., Inc.Chase Investment Services Corp.08-08-2011
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Eric James Robert NelsonWoodbury Financial Services, Inc.Chase Investment Services Corp.12-13-2010
Joe Luke CuturiloLPL Financial LLCChase Investment Services Corp.12-08-2010
Steven Michael GrutziusLPL Financial LLCChase Investment Services Corp.11-30-2010
Timothy Scott SattleyMorgan StanleyChase Investment Services Corp.$6511-12-2010
Steven Joseph WilhusenWoodbury Financial Services, Inc.Chase Investment Services Corp.02-19-2010
Gregory J HilgenbergPNC InvestmentsChase Investment Services Corp.$15001-04-2010
Benjamin C VollingState Farm VP Management Corp.Chase Investment Services Corp.12-09-2009
Joshua Robert KubiakEdward JonesChase Investment Services Corp.11-23-2009
Chad Michael McFarlandCFD Investments, Inc.Chase Investment Services Corp.09-01-2009
Nicholas Gerard FronteraEdward JonesChase Investment Services Corp.$5006-15-2009
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Daniel TIMOTHY LombardiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-21-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.