Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vishal Prashant BhutaMorgan StanleyChase Investment Services Corp.04-01-2013
George Dean CassaraWells Fargo Clearing Services, LLCChase Investment Services Corp.09-28-2012
Timothy Michael HainesU.S. Bancorp Investments, Inc.Chase Investment Services Corp.09-28-2012
Luis ChavezFifth Third Securities, Inc.Chase Investment Services Corp.09-27-2012
Daniel S LatonaPNC InvestmentsChase Investment Services Corp.09-20-2012
Steven Richard OstranderLPL Financial LLCChase Investment Services Corp.$1,00009-07-2012
Peter J LesnikLPL Financial LLCChase Investment Services Corp.$109-06-2012
Jody L PulliumPNC InvestmentsChase Investment Services Corp.08-20-2012
Nelson AlzateCitizens Securities, Inc.Chase Investment Services Corp.08-13-2012
Alexander James TabbPNC InvestmentsChase Investment Services Corp.08-09-2012
Jason Edward JacksonPNC InvestmentsChase Investment Services Corp.08-06-2012
Keith David WorthingtonStrategic Advisers LLCChase Investment Services Corp.06-26-2012
Sammy SpyridouliasPNC InvestmentsChase Investment Services Corp.06-11-2012
Anthony J PeccatielloNorthern Trust Securities, Inc.Chase Investment Services Corp.06-07-2012
Anthony Stephen JovanovichWintrust Investments LLCChase Investment Services Corp.$5006-01-2012
Randall Thomas BrunsLPL Financial LLCChase Investment Services Corp.05-30-2012
Dejan AcimovicPNC InvestmentsChase Investment Services Corp.05-29-2012
Brandon Marcus DanielsVALIC Financial Advisors, Inc.Chase Investment Services Corp.05-25-2012
Phillip Branislav DragisicPNC InvestmentsChase Investment Services Corp.05-21-2012
Eduardo Javier ValdesMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-15-2012
Edward Heath GoodsonMorgan StanleyChase Investment Services Corp.05-11-2012
Eric Daniel MaysFifth Third Securities, Inc.Chase Investment Services Corp.05-04-2012
Najla Hisham ArekatCetera Financial Specialists LLCChase Investment Services Corp.04-25-2012
David McswiggenWells Fargo Clearing Services, LLCChase Investment Services Corp.04-20-2012
Robert J CullenFifth Third Securities, Inc.Chase Investment Services Corp.04-20-2012
Next Page »

Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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