Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Michael HainesU.S. Bancorp Investments, Inc.Chase Investment Services Corp.09-28-2012
George Dean CassaraWells Fargo Clearing Services, LLCChase Investment Services Corp.09-28-2012
Luis ChavezFifth Third Securities, Inc.Chase Investment Services Corp.09-27-2012
Daniel S LatonaPNC InvestmentsChase Investment Services Corp.09-20-2012
Steven Richard OstranderLPL Financial LLCChase Investment Services Corp.$10009-07-2012
Peter J. LesnikLPL Financial LLCChase Investment Services Corp.$2509-06-2012
Jason Kyle HartzellTD Ameritrade, Inc.Chase Investment Services Corp.$5009-01-2012
Jody L. PulliumPNC InvestmentsChase Investment Services Corp.$15008-20-2012
Nelson AlzateCitizens Securities, Inc.Chase Investment Services Corp.08-13-2012
Alexander James TabbPNC InvestmentsChase Investment Services Corp.08-09-2012
Jason Edward JacksonPNC InvestmentsChase Investment Services Corp.08-06-2012
Sammy SpyridouliasPNC InvestmentsChase Investment Services Corp.06-11-2012
Anthony J. PeccatielloNorthern Trust Securities, Inc.Chase Investment Services Corp.06-07-2012
Keith D. WorthingtonFidelity Brokerage Services LLCChase Investment Services Corp.06-04-2012
Anthony Stephen JovanovichWintrust Investments LLCChase Investment Services Corp.06-01-2012
Randall Thomas BrunsLPL Financial LLCChase Investment Services Corp.05-30-2012
Dejan AcimovicPNC InvestmentsChase Investment Services Corp.05-29-2012
Brandon M. DanielsVALIC Financial Advisors, Inc.Chase Investment Services Corp.05-25-2012
Phillip Branislav DragisicPNC InvestmentsChase Investment Services Corp.05-21-2012
Eduardo Javier ValdesMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-15-2012
Edward Heath GoodsonMorgan StanleyChase Investment Services Corp.05-11-2012
Eric D. MaysFifth Third Securities, Inc.Chase Investment Services Corp.05-04-2012
Najla Hisham ArekatCetera Financial Specialists LLCChase Investment Services Corp.04-25-2012
Robert James CullenFifth Third Securities, Inc.Chase Investment Services Corp.04-20-2012
David McSwiggenWells Fargo Clearing Services, LLCChase Investment Services Corp.04-20-2012
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.