Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan Lee HernandezVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.$15005-06-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2019
James M. FoxTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-13-2019
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Joseph L. KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Peter Andrew HorowitzAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15005-24-2018
William Ernster EmbreeEmbree Financial GroupCitigroup Global Markets Inc.01-29-2018
James AllenDavid A. Noyes & CompanyCitigroup Global Markets Inc.$10005-26-2017
Taskeen Naimat Naimat PaganyU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-17-2015
Hal Irving MarcusBuss Capital Management, LLCCitigroup Global Markets Inc.04-28-2015
Paul Joseph DonatoAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.03-11-2011
Louis Donald GilmanThe Investment Center, Inc.Citigroup Global Markets Inc.$5010-15-2010
Michael James Herget Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2010
Thomas Michael BuckleyLPL Financial LLCCitigroup Global Markets Inc.02-05-2010
Gerald Allan GilbertsonFifth Third Securities, Inc.Citigroup Global Markets Inc.01-15-2010
Steven Scott HowardFifth Third Securities, Inc.Citigroup Global Markets Inc.01-08-2010
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
Lawrence James VickLPL Financial LLCCitigroup Global Markets Inc.12-11-2009
Glenn James Fischer Jr.LPL Financial LLCCitigroup Global Markets Inc.12-11-2009
Raymond Lyle KeanMid Atlantic Capital CorporationCitigroup Global Markets Inc.12-01-2009
Peter E LedebuhrLPL Financial LLCCitigroup Global Markets Inc.11-27-2009
Cesar Francisco F. SevillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.11-23-2009
Salvador BrisenoFifth Third Securities, Inc.Citigroup Global Markets Inc.11-16-2009
Deborah Diane HinesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-03-2009
Robert Allen PaneralWintrust Investments LLCCitigroup Global Markets Inc.07-31-2009
Next Page »

Showing 1 to 25 of 274 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.