Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexis Farzan SaedUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Barbara GroshonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2410-17-2017
Bonnie Joann FloodWintrust Investments LLCCitigroup Global Markets Inc.07-22-2009
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.04-03-2020
Brian Kent HasbargenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Bridget A EickhoffJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-16-2015
Bruce David SchroederLPL Financial LLCCitigroup Global Markets Inc.$1,00005-01-2009
Carla J LangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10605-29-2009
Cesar Francisco F SevillaAmeriprise Financial Services, LLCCitigroup Global Markets Inc.11-23-2009
Chad Jeremy DanforthRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-07-2018
Christopher Daniel MasonGoldman Sachs & Co.Citigroup Global Markets Inc.06-07-2018
Christopher Michael MarzecWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-13-2009
Craig Arthur DaunWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Curtis David WhitehouseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
David Alan BoudreauUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Dylan Lee HernandezVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.$15005-06-2019
Erich Stephen GerlachFidelity Brokerage Services LLCCitigroup Global Markets Inc.12-10-2012
Erick P AdameJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-21-2019
Ethan Daniel HafnerUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-13-2009
Frank F QuinnUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Gerald Allan GilbertsonFifth Third Securities, Inc.Citigroup Global Markets Inc.01-15-2010
Glenn James FischerLPL Financial LLCCitigroup Global Markets Inc.$5012-11-2009
Gytis KavaliauskasWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2009
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.