Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Allen RomanLPL Financial LLCCountry Capital Management Company10-08-2018
Kole Jeffery StrothmannAllstate Financial Services, LLCCountry Capital Management Company02-13-2018
James Conrad SauserFarmers Financial Solutions, LLCCountry Capital Management Company08-21-2017
Robert Frank BatyNYLIFE Securities LLCCountry Capital Management Company06-09-2017
Rowena Vitas OrtacNYLIFE Securities LLCCountry Capital Management Company05-09-2017
Audrone RothmeyerAllstate Financial Services, LLCCountry Capital Management Company03-29-2017
David Eric StutzAllstate Financial Services, LLCCountry Capital Management Company02-28-2017
Brandon R HeckertKestra Investment Services, LLCCountry Capital Management Company02-15-2017
Tranece Lashawn ArtisNYLIFE Securities LLCCountry Capital Management Company10-31-2016
Zachary Blake GrayWilliam C. Burnside & Company, Inc.Country Capital Management Company10-17-2016
David C SwansonThrivent Investment Management Inc.Country Capital Management Company07-09-2016
Farrukh NasimAllstate Financial Services, LLCCountry Capital Management Company06-28-2016
Andrew Michael LuttinenPrincipal Securities, Inc.Country Capital Management Company05-19-2016
Bruce John SchultePFS Investments Inc.Country Capital Management Company04-15-2016
Brian Robert FahrnerLPL Financial LLCCountry Capital Management Company11-17-2015
Nicole Marie AdamsNorthwestern Mutual Investment Services, LLCCountry Capital Management Company08-07-2015
Denise L MarchettiMutual of Omaha Investor Services, Inc.Country Capital Management Company04-28-2015
John A Denny Jr.LPL Financial LLCCountry Capital Management Company04-15-2015
Kevin P KoykarEdward JonesCountry Capital Management Company01-02-2015
Brian Thomas ConnorAllstate Financial Services, LLCCountry Capital Management Company12-24-2014
Damon Linn BurianState Farm VP Management Corp.Country Capital Management Company12-05-2014
Sean Gregory DunniganState Farm VP Management Corp.Country Capital Management Company06-26-2014
Mark Thomas HendersonFifth Third Securities, Inc.Country Capital Management Company03-13-2014
Robyn Lynn BirrenFifth Third Securities, Inc.Country Capital Management Company07-09-2013
Jim CoronadoPrincipal Securities, Inc.Country Capital Management Company10-15-2012
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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