Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Ernest Lewis Macvicar IIIRelative Value Partners, LLCCredit Suisse Securities (USA) LLC10-26-2017
Stephanie C CarlisleMorgan StanleyCredit Suisse Securities (USA) LLC04-19-2016
William Knight Blanchard JrUBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-07-2016
Peter Byron SmithWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC04-01-2016
David Francis TracyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5003-31-2016
Todd Anthony ShowalterWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-21-2016
Mary DiChristofano Michael Sakach James WhitneyMorgan StanleyCredit Suisse Securities (USA) LLC$2,00003-18-2016
Michael Edward SakachMorgan StanleyCredit Suisse Securities (USA) LLC03-18-2016
James WhitneyMorgan StanleyCredit Suisse Securities (USA) LLC03-18-2016
Mary D DichristofanoMorgan StanleyCredit Suisse Securities (USA) LLC03-18-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
Brooke BradyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-04-2016
H Kelly Priess IIIWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-03-2016
Jay Brian BoddickerWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-29-2016
Timothy DarraghStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-25-2016
David PolayesWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-23-2016
James Raymond GrossWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-17-2016
Paul Gerard VandenheuvelUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$1,00002-16-2016
David Jesser RohrbachWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-11-2016
Timothy John SheehanWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-04-2016
Andrew L McCormickWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-01-2016
Daniel Philip MaduraWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-14-2016
Richard Joseph KirschWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-07-2016
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.