Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Andrew E. ThompsonWilliam BlairCredit Suisse Securities (USA) LLC$1001-06-2016
Andrew L. McCormickWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-01-2016
Angela Marie PirainoHighTower Securities, LLCCredit Suisse Securities (USA) LLC08-17-2012
Brooke BradyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-04-2016
Christian Nathaniel HabitzJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-17-2015
Christopher John Baldwin, Thomas Mark Tyndorf, Andrew Peter Skoglund, Daniel James AliagaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC10-08-2015
Christopher R McCormickUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Daniel Philip MaduraWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-14-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15003-11-2016
David Francis TracyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-31-2016
David Jesser RohrbachWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-11-2016
David Joseph ChaseWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5012-16-2015
David PolayesWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-23-2016
Ernest Lewis Macvicar IIIRelative Value Partners, LLCCredit Suisse Securities (USA) LLC10-26-2017
Geoffrey Chaucer SchicianoJefferies LLCCredit Suisse Securities (USA) LLC12-06-2013
H. Kelly Priess IIIWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-03-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
James Edward CannonJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC05-11-2011
James Raymond GrossWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-17-2016
James Sylvere RichardJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5009-19-2013
Jamie Robert NeroWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-18-2015
Jay Brian BoddickerWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-29-2016
Jeffrey Robert MosterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
John Andrew CochraneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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