Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter ShieldsCharles Schwab & Co., Inc.Edward Jones09-22-2020
David Caleb HughesLPL Financial LLCEdward Jones$2509-08-2020
Lisa Rae CrossLPL Financial LLCEdward Jones08-17-2020
Shelly Marie SypienCetera Advisor Networks LLCEdward Jones$15008-11-2020
Thomas YiIHT Wealth Management LLCEdward Jones08-03-2020
Jake FloroFidelity Brokerage Services LLCEdward Jones07-15-2020
Robert Hays LombardCambridge Investment Research, Inc.Edward Jones06-15-2020
Jason Matthew MarrsCambridge Investment Research, Inc.Edward Jones06-02-2020
Mantas TautkusMT Financial PlanningEdward Jones$5005-27-2020
Vincent Michael BrunoMML Investors Services, LLCEdward Jones05-21-2020
Kyle SteibelCUNA Brokerage Services, Inc.Edward Jones05-20-2020
Austin Grant KemmererSagePoint Financial, Inc.Edward Jones04-29-2020
Claire Elizabeth CampbellLPL Financial LLCEdward Jones04-01-2020
Mark Ross PingulBMO Harris Financial Advisors, Inc.Edward Jones03-30-2020
Cristopher J ValladaresPNC InvestmentsEdward Jones03-26-2020
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones$10003-18-2020
Anthony Thomas LodovicoLPL Financial LLCEdward Jones03-05-2020
Matthew James KingHighpoint Advisor Group, LLCEdward Jones02-05-2020
Yimmy De Jesus MardoJ.P. Morgan Securities LLCEdward Jones01-13-2020
Michael Jamal SelvieCetera Investment Services LLCEdward Jones01-10-2020
Claude J WilsonJ.P. Morgan Securities LLCEdward Jones01-07-2020
David W SmithAmeriprise Financial Services, LLCEdward Jones01-06-2020
R Kim CarsonWells Fargo Advisors Financial Network, LLCEdward Jones$2512-09-2019
Richard Lawrence HalstenMidwestern Securities Trading Company, LLCEdward Jones12-03-2019
Kyle Hagen CavanaughMorgan StanleyEdward Jones11-15-2019
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.