Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Walter SawyerH&R Block Financial Advisors, Inc.Edward Jones$25001-30-2009
Kevin Michael ThomasNatcity Investments, Inc.Edward Jones02-20-2009
Heather Anne GottfriedNatcity Investments, Inc.Edward Jones$10002-24-2009
Bon Bounkeuat KeomanyAmcore Investment Services, IncEdward Jones04-20-2009
Diana Lynn VenusNatcity Investments, Inc.Edward Jones04-28-2009
Shane Kenneth KreifelChase Investment Services Corp.Edward Jones$25005-01-2009
Jillian Holly GalfiMorgan Stanley & Co. LLCEdward Jones05-01-2009
Ross Michael SiegelJ.P. Morgan Securities LLCEdward Jones05-12-2009
David Clinton HillWells Fargo Advisors Financial Network, LLCEdward Jones$50005-29-2009
Michael James MurrayWells Fargo Advisors Financial Network, LLCEdward Jones$50005-29-2009
Douglas Leon CashFifth Third Securities, Inc.Edward Jones08-03-2009
Hamilton Bradley BoleLaSalle St Securities, L.L.C.Edward Jones$25009-01-2009
Joel Francis GrachanChase Investment Services Corp.Edward Jones09-01-2009
Peter A Cole Jr.Chase Investment Services Corp.Edward Jones$10009-22-2009
Brian Ray PondLPL Financial LLCEdward Jones$10010-13-2009
Anthony Jon SegobianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25010-16-2009
Mario Frank FrisellaLPL Financial LLCEdward Jones$10010-29-2009
David Floyd PooleWells Fargo Investments, LLCEdward Jones$10011-02-2009
Cyril Leo Friend IIILPL Financial LLCEdward Jones$10011-06-2009
Robert Woodrow HydeChase Investment Services Corp.Edward Jones11-16-2009
John Francis KarstrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25012-07-2009
Frederick Gregory LucasChase Investment Services Corp.Edward Jones12-28-2009
Robert Thomas Hellman Jr.BMO Harris Financial Advisors, Inc.Edward Jones$10001-04-2010
Bryan Edward DavidsonChase Investment Services Corp.Edward Jones03-29-2010
Phillip James SitarAmeriprise Financial Services, Inc.Edward Jones$10004-01-2010
Next Page »

Showing 1 to 25 of 275 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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