Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J GormanPruco Securities, LLC.Equitable Advisors, LLC09-15-2020
Connor David VanderbrugAllstate Financial Services, LLCEquitable Advisors, LLC06-24-2020
David A CondonEdward JonesEquitable Advisors, LLC06-01-2020
Ivory Janelle StewartPruco Securities, LLC.Equitable Advisors, LLC01-27-2020
Gino Gian PoliJ.P. Morgan Securities LLCEquitable Advisors, LLC12-12-2019
Jared Steven KornMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC11-05-2019
Carter Alan RaleighMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-23-2019
Perry L RoseOneAmerica Securities, Inc.Equitable Advisors, LLC06-10-2019
James Baxter ClausingFidelity Brokerage Services LLCEquitable Advisors, LLC06-04-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-26-2019
Warren McguireKestra Investment Services, LLCEquitable Advisors, LLC12-12-2018
Rick Scott ShapiroLincoln Financial Advisors CorporationEquitable Advisors, LLC$10012-07-2018
Fred George SchoenfeldJ.P. Morgan Securities LLCEquitable Advisors, LLC08-09-2018
Jeffrey R WilsonPruco Securities, LLC.Equitable Advisors, LLC06-07-2018
Travis A SmyczynskiAusdal Financial Partners, Inc.Equitable Advisors, LLC05-08-2018
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-27-2018
SAMUEL Gordon FREEDBERGMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-12-2018
Charles M SmithHorace Mann Investors, Inc.Equitable Advisors, LLC03-16-2018
Benjamin FreemanPNC InvestmentsEquitable Advisors, LLC03-16-2018
Quinn Patrick McInerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-15-2018
Katherine Alicia DowningRegulus Advisors, LLCEquitable Advisors, LLC03-02-2018
Jeffrey Alan RichertMorgan StanleyEquitable Advisors, LLC11-06-2017
Kenneth W JacksonOneAmerica Securities, Inc.Equitable Advisors, LLC08-09-2017
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-28-2017
Anup C ParasuUBS Financial Services Inc.Equitable Advisors, LLC07-11-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.