Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Lee HeinrichM Holdings Securities, Inc.FSC Securities Corporation$10008-03-2009
James Edward VermetteM Holdings Securities, Inc.FSC Securities Corporation$10008-03-2009
Peggy Johnson SchluterM Holdings Securities, Inc.FSC Securities Corporation08-04-2009
Gary Raymond Arblaster Jr.Ausdal Financial Partners, Inc.FSC Securities Corporation$10008-27-2009
James Luke FlanaganIndependent Financial Group, LLCFSC Securities Corporation$50004-07-2010
Gregory James KurinecIndependent Financial Group, LLCFSC Securities Corporation$50004-07-2010
Michael Patrick LynchLPL Financial LLCFSC Securities Corporation$25005-16-2012
Richard John SullivanAusdal Financial Partners, Inc.FSC Securities Corporation$10002-04-2014
Afshin ShahinpouriIndependent Financial Group, LLCFSC Securities Corporation03-14-2014
Kevin Bradford GeigerLPL Financial LLCFSC Securities Corporation03-20-2014
Scott A ClaytonMetLife Securities Inc.FSC Securities Corporation05-29-2015
John M KellySecurities America, Inc.FSC Securities Corporation02-09-2016
Carl Robert MorrealeH. Beck, Inc.FSC Securities Corporation02-29-2016
Robert G StapletonLPL Financial LLCFSC Securities Corporation04-28-2016
Denis Jeffrey ConlonOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Ronald Lee BickelOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Ronald Leonard WhittinghamOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Douglas Scott KlimahOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Danielle Marie BurtonOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Jacob Donald NydamOpus Wealth Management GroupFSC Securities Corporation04-29-2016
Thomas William Burton IIIOpus Wealth Management GroupFSC Securities Corporation05-02-2016
Eric Peter BurtonOpus Wealth Management GroupFSC Securities Corporation05-02-2016
Eric Dale GrantCsenge Advisory Group, LLCFSC Securities Corporation01-16-2018
Travis Michael MainsLPL Financial LLCFSC Securities Corporation$10004-18-2018
Michael Paul ToliuszisAvantax Investment Services, Inc.FSC Securities Corporation09-27-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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