Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Robert GobyTD Ameritrade, Inc.Fifth Third Securities, Inc.09-11-2020
Marcellus Joseph HollendonerWaddell & ReedFifth Third Securities, Inc.$4307-02-2020
James Michael GabrielLPL Financial LLCFifth Third Securities, Inc.06-04-2020
Angelica V VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.03-24-2020
Paula L SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Allison SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Christopher M AlbaneseUBS Financial Services Inc.Fifth Third Securities, Inc.09-30-2019
Douglas J PhillipsFidelity Brokerage Services LLCFifth Third Securities, Inc.08-22-2019
Yatsay Oliva-TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.01-29-2019
Robert P HaugU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-04-2018
Paula RightnowarMidwestern Securities Trading Company, LLCFifth Third Securities, Inc.$2510-19-2018
Jerry Dale LawheadEdward JonesFifth Third Securities, Inc.$15006-01-2018
Haya DeisJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-25-2018
Yahaira FelixJ.P. Morgan Securities LLCFifth Third Securities, Inc.$15004-06-2018
Jonathan Schiefer MrowiecLPL Financial LLCFifth Third Securities, Inc.11-03-2017
Michael Nolan MehilosJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-06-2017
Vincent C ArmandTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.04-18-2017
Zafar GhafoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-24-2017
Jason M AndersonPNC InvestmentsFifth Third Securities, Inc.$7501-26-2017
Orlando GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-22-2016
Sean Michael FowlerLPL Financial LLCFifth Third Securities, Inc.12-14-2016
Michelle GriffithCitigroup Global Markets Inc.Fifth Third Securities, Inc.09-21-2016
Jenna Karrin OConnellLPL Financial LLCFifth Third Securities, Inc.07-05-2016
Douglas OConnellLPL Financial LLCFifth Third Securities, Inc.$10206-30-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.