Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sabrina Jay MasonAllstate Financial Services, LLCFifth Third Securities, Inc.$10006-03-2011
Kenneth Scott RobbinsAssociated Investment Services, Inc.Fifth Third Securities, Inc.05-01-2011
Todd W. MorganBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.02-01-2015
James Robert Ray Jr.BMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.01-22-2015
John WojciechowskiBrookstone Capital Management LLCFifth Third Securities, Inc.09-06-2016
Laith Amer Al TikritiCetera Advisor Networks LLCFifth Third Securities, Inc.11-05-2014
George Dean CassaraChase Investment Services Corp.Fifth Third Securities, Inc.03-30-2010
James Andrew HeilgeistChase Investment Services Corp.Fifth Third Securities, Inc.03-02-2009
Michelle GriffithCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15009-21-2016
Viral NayakCitigroup Global Markets Inc.Fifth Third Securities, Inc.04-29-2016
Ahmed H JoumaaCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15012-08-2015
Kathia Michelle GonzalezCitigroup Global Markets Inc.Fifth Third Securities, Inc.09-22-2015
Dylan Lee HernandezCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15005-01-2015
Tammy Rose DouthitCountry Capital Management CompanyFifth Third Securities, Inc.09-30-2010
Scott A. SchmidtDavid A. Noyes & CompanyFifth Third Securities, Inc.06-10-2016
Jerry Dale LawheadEdward JonesFifth Third Securities, Inc.$15006-01-2018
Lucila PorquilloFarmers Financial Solutions, LLCFifth Third Securities, Inc.08-27-2013
Gary John BronnerFirst Brokerage America, LLCFifth Third Securities, Inc.08-18-2009
Douglas W. O'ConnellHighpoint Advisor Group, LLCFifth Third Securities, Inc.06-30-2016
Alan William BaumanINVEST Financial CorporationFifth Third Securities, Inc.01-12-2016
Richmond Antonio AshleyINVEST Financial CorporationFifth Third Securities, Inc.04-16-2014
Joe Alexander SanchezINVEST Financial CorporationFifth Third Securities, Inc.03-17-2014
Tony KangInvestment Professionals, Inc.Fifth Third Securities, Inc.01-09-2015
Augustine O IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Jason William YachJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-27-2016
Next Page »

Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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