Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmed H. JoumaaCitigroup Global Markets Inc.Fifth Third Securities, Inc.12-08-2015
Alan Howard GrossmanUvest Financial Services Group, Inc.Fifth Third Securities, Inc.$2506-01-2010
Alan William BaumanINVEST Financial CorporationFifth Third Securities, Inc.01-12-2016
Albert Michael GaudynJ.P. Morgan Securities LLCFifth Third Securities, Inc.07-24-2013
Allison E SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Angelica V. VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.$1003-24-2020
Anna BouthillettePNC InvestmentsFifth Third Securities, Inc.10-28-2009
Anthony James PappasScottrade, Inc.Fifth Third Securities, Inc.11-03-2016
Anthony Paylaga TorreonWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-11-2014
Augustine O. IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Bradley Scott JohannesLPL Financial LLCFifth Third Securities, Inc.08-24-2012
Brandon S. WilliamsonPNC InvestmentsFifth Third Securities, Inc.03-04-2013
Brenda Renee NoyJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-08-2015
Brian R. TarroLPL Financial LLCFifth Third Securities, Inc.02-20-2014
Calynn Marie WilliamsonPNC InvestmentsFifth Third Securities, Inc.07-15-2013
Chase D. MooreJ.P. Morgan Securities LLCFifth Third Securities, Inc.02-29-2016
Christopher Michael BowlingFifth Third Securities, Inc.Fifth Third Securities, Inc.05-15-2018
Constance Anne KlapiszScottrade, Inc.Fifth Third Securities, Inc.$5004-24-2017
Corey John HausenPNC InvestmentsFifth Third Securities, Inc.05-13-2014
Crystal Ann KolczEhlert Financial Group, Inc.Fifth Third Securities, Inc.02-07-2012
Daren James SchiffmanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-12-2012
David Lee SwansonLPL Financial LLCFifth Third Securities, Inc.07-26-2013
Douglas Frederick BrymerLPL Financial LLCFifth Third Securities, Inc.07-26-2013
Douglas J. PhillipsFidelity Brokerage Services LLCFifth Third Securities, Inc.08-22-2019
Douglas Leon CashU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.03-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.