Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Schiefer MrowiecLPL Financial LLCFifth Third Securities, Inc.11-03-2017
Joan Gerarde RipoliThe Huntington Investment CompanyFifth Third Securities, Inc.05-15-2017
Vincent Curtis ArmandTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.04-18-2017
Gualberto MonarrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-29-2017
Augustine O IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Matthew David EltringhamWealthquest CorporationFifth Third Securities, Inc.01-03-2017
Orlando GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-22-2016
Gustavo A SanchezPNC InvestmentsFifth Third Securities, Inc.12-21-2016
Sean Michael FowlerLPL Financial LLCFifth Third Securities, Inc.12-14-2016
Jose Antonio ToledoPNC InvestmentsFifth Third Securities, Inc.10-03-2016
John WojciechowskiBrookstone Capital Management LLCFifth Third Securities, Inc.09-06-2016
Jeffrey Lewis OlivaPNC InvestmentsFifth Third Securities, Inc.07-28-2016
Douglas W. O'ConnellHighpoint Advisor Group, LLCFifth Third Securities, Inc.06-30-2016
Scott A. SchmidtDavid A. Noyes & CompanyFifth Third Securities, Inc.06-10-2016
Viral NayakCitigroup Global Markets Inc.Fifth Third Securities, Inc.04-29-2016
Jason William YachJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-27-2016
Alan William BaumanINVEST Financial CorporationFifth Third Securities, Inc.01-12-2016
Mary Katherine Witte TabbertLPL Financial LLCFifth Third Securities, Inc.11-02-2015
Brenda Renee NoyJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-08-2015
Kathia Michelle GonzalezCitigroup Global Markets Inc.Fifth Third Securities, Inc.09-22-2015
Patrick Ryan RodgersPNC InvestmentsFifth Third Securities, Inc.09-03-2015
Tanvi KhanPNC InvestmentsFifth Third Securities, Inc.08-20-2015
Grzegorz A SzymczakPNC InvestmentsFifth Third Securities, Inc.07-23-2015
Michael Jay WiersJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-16-2015
Todd W. MorganBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.02-01-2015
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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