Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paula L. SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
Allison E SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Douglas J. PhillipsFidelity Brokerage Services LLCFifth Third Securities, Inc.08-22-2019
Robert P. HaugU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-04-2018
Jason PhilippSagePoint Financial, Inc.Fifth Third Securities, Inc.11-07-2018
Paula RightnowarMidwestern Securities Trading Company, LLCFifth Third Securities, Inc.10-19-2018
Christopher Michael BowlingFifth Third Securities, Inc.Fifth Third Securities, Inc.05-15-2018
Haya DeisJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-25-2018
Jason M. ValloneU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.11-07-2017
Jonathan Schiefer MrowiecLPL Financial LLCFifth Third Securities, Inc.11-03-2017
Nicholas M. PagliaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.08-11-2017
Giuseppe Del VecchioLandolt Securities, Inc.Fifth Third Securities, Inc.06-27-2017
Michael Nolan MehilosJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-06-2017
Joan Gerarde RipoliThe Huntington Investment CompanyFifth Third Securities, Inc.05-15-2017
Vincent C. ArmandTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.04-18-2017
Robert James CullenBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.04-04-2017
Gualberto MonarrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-29-2017
Zafar GhafoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-24-2017
Jason M. AndersonPNC InvestmentsFifth Third Securities, Inc.01-26-2017
Augustine O. IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Matthew David EltringhamWealthquest CorporationFifth Third Securities, Inc.01-03-2017
Orlando GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-22-2016
Gustavo A SanchezPNC InvestmentsFifth Third Securities, Inc.12-21-2016
Michael F. OttTIAA-CREF Individual & Institutional Services, LLCFifth Third Securities, Inc.12-14-2016
Sean Michael FowlerLPL Financial LLCFifth Third Securities, Inc.12-14-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.