Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Ryan RodgersPNC InvestmentsFifth Third Securities, Inc.09-03-2015
Tanvi KhanPNC InvestmentsFifth Third Securities, Inc.08-20-2015
Grzegorz A SzymczakPNC InvestmentsFifth Third Securities, Inc.07-23-2015
Dylan Lee HernandezCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15005-01-2015
Michael Jay WiersJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-16-2015
Todd W. MorganBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.02-01-2015
James Robert Ray Jr.BMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.01-22-2015
Tony KangInvestment Professionals, Inc.Fifth Third Securities, Inc.01-09-2015
Anthony Paylaga TorreonWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$15012-11-2014
Michael Fitzgerald CottonMetLife Securities Inc.Fifth Third Securities, Inc.11-17-2014
Laith Amer Al TikritiCetera Advisor Networks LLCFifth Third Securities, Inc.11-05-2014
Peter Michael LewisWorld Equity Group, Inc.Fifth Third Securities, Inc.10-14-2014
Jeffery Noel SpanglerPNC InvestmentsFifth Third Securities, Inc.07-10-2014
Kevin Neil BenjaminLPL Financial LLCFifth Third Securities, Inc.07-10-2014
Jeffrey Charles PinderskiJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-27-2014
Corey John HausenPNC InvestmentsFifth Third Securities, Inc.05-13-2014
Richmond Antonio AshleyINVEST Financial CorporationFifth Third Securities, Inc.04-16-2014
John Lee GollidayJ.P. Morgan Securities LLCFifth Third Securities, Inc.$5004-15-2014
Joe Alexander SanchezINVEST Financial CorporationFifth Third Securities, Inc.03-17-2014
Brian Richard TarroLPL Financial LLCFifth Third Securities, Inc.02-20-2014
Milton Dennis FlanaganWoodbury Financial Services, Inc.Fifth Third Securities, Inc.$102-12-2014
Lillian KlainosLPL Financial LLCFifth Third Securities, Inc.12-09-2013
Fay Fatma EllingJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-04-2013
Lucila PorquilloFarmers Financial Solutions, LLCFifth Third Securities, Inc.08-27-2013
David Lee SwansonLPL Financial LLCFifth Third Securities, Inc.$1,00007-26-2013
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Showing 26 to 50 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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