Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC$5003-06-2015
Adam WarkenthienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-23-2020
Adolfo A HerreraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15010-27-2015
Alan Alfonso BanuelosMorgan StanleyJ.P. Morgan Securities LLC08-31-2020
Alan M LoewyAvocet Capital Management LLCJ.P. Morgan Securities LLC03-23-2011
Alex William HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Alexander Daniel BenassiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-16-2015
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Andres ChavezE*TRADE Securities LLCJ.P. Morgan Securities LLC10-30-2019
Andrew Albert KeppyLPL Financial LLCJ.P. Morgan Securities LLC$1,00012-04-2012
Andrew Benjamen SchniersCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-01-2018
Arturo RiveraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2017
Ava GordonNorthern Trust Securities, Inc.J.P. Morgan Securities LLC02-20-2015
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC$15011-05-2019
Barry Sheldon MarksGoldman Sachs & Co.J.P. Morgan Securities LLC04-30-2015
Benjamin Brett BjorkFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-02-2020
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-28-2014
Bhavesh Hasmukh ThakkarHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-21-2020
Bradley Shane DavisLPL Financial LLCJ.P. Morgan Securities LLC04-11-2014
Brian Allan FrankRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC07-30-2018
Brian Joseph QuinnVivaldi Capital Management, LLCJ.P. Morgan Securities LLC09-23-2019
Brian Nicholas DegradoRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15011-08-2019
Bruce PerskyLPL Financial LLCJ.P. Morgan Securities LLC$5003-05-2020
Bryan E StallardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2015
Charles Curtis RobeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-21-2019
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Showing 1 to 25 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.