Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Royce Mike ChongAmeriprise Financial Services, LLCLPL Financial LLC$50008-18-2020
Ursula Daley Jordan LewisCommonwealth Financial NetworkLPL Financial LLC$32512-17-2018
Eric Burton Ronald WhittinghamFSC Securities CorporationLPL Financial LLC$25009-14-2012
Michael W FrankSage Private Wealth Group, LLCLPL Financial LLC$10007-18-2014
Thomas Edward RoyceAmeriprise Financial Services, LLCLPL Financial LLC$15008-18-2020
Michael Timothy ChongAmeriprise Financial Services, LLCLPL Financial LLC$2508-18-2020
Ryan J DragstremAmeriprise Financial Services, LLCLPL Financial LLC08-18-2020
Maurice Oliver LoundsPruco Securities, LLC.LPL Financial LLC08-17-2020
Kevin Lynn BabbMesirow Financial, Inc.LPL Financial LLC08-03-2020
Alec John KozuchCetera Advisor Networks LLCLPL Financial LLC07-07-2020
William Perry RandallCambridge Investment Research, Inc.LPL Financial LLC$5006-03-2020
Matthew R AkersCUNA Brokerage Services, Inc.LPL Financial LLC05-19-2020
Gregory C TeschkeEquitable Advisors, LLCLPL Financial LLC05-04-2020
Robert Ernest LasherBrookstone Capital Management LLCLPL Financial LLC02-10-2020
Mark Wheeler HarrisIHT Wealth Management LLCLPL Financial LLC$5001-16-2020
Paul Samuel GianottiMutual Advisors, LLCLPL Financial LLC10-15-2019
Frederick P Dewald IIIFirst Light Financial IncorporatedLPL Financial LLC09-16-2019
Jeffrey Allen ScheiderTriad Hybrid Solutions, LLCLPL Financial LLC$15008-30-2019
Misty D ParrilloTriad Advisors LLCLPL Financial LLC08-30-2019
Cynthia M WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
Justin D MagerEdward JonesLPL Financial LLC06-17-2019
Lori Jane GalbraithFifth Third Securities, Inc.LPL Financial LLC05-29-2019
Charles Patrick WilliamsIFP Securities, LLCLPL Financial LLC$21005-23-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Eric William LichtenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2019
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.