Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick P. Dewald IIIFirst Light Financial IncorporatedLPL Financial LLC09-16-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Lori Jane GalbraithFifth Third Securities, Inc.LPL Financial LLC05-29-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Robert G. StapletonCetera Advisors LLCLPL Financial LLC02-28-2019
Teresa Ann YoungW&S Brokerage Services, Inc.LPL Financial LLC02-06-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
James Ellis BrewerEnvision Wealth Planning, Inc.LPL Financial LLC10-23-2018
Robert James MeschIntuitive Wealth Management, LLCLPL Financial LLC09-11-2018
Robert Mather HarbourInfinity Financial ServicesLPL Financial LLC$2505-15-2018
Stephen Ernest KutschatSecurities America, Inc.LPL Financial LLC$2405-08-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC05-04-2018
Tom Jason CowellEdward JonesLPL Financial LLC$1004-20-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Theodore James ErhartLaSalle St. Securities, LLCLPL Financial LLC02-15-2018
Gregory Owen FrazierWoodbury Financial Services, Inc.LPL Financial LLC01-16-2018
Robert Paul LangSigma Financial CorporationLPL Financial LLC12-19-2017
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Jack Michael LubeckerIntegrity Investment ManagementLPL Financial LLC10-04-2017
Loretta Ann HarrisHighpoint Advisor Group, LLCLPL Financial LLC08-21-2017
Lisa P. ZarkinSequoia Wealth Management, LLCLPL Financial LLC05-09-2017
Steven James CochlanKestra Investment Services, LLCLPL Financial LLC04-03-2017
George John Panopoulos Jr.The Panopoulos GroupLPL Financial LLC03-30-2017
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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