Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron VasilNorth South Capital, LLCLPL Financial LLC04-17-2009
Alec John KozuchCetera Advisor Networks LLCLPL Financial LLC07-07-2020
Alexander Forrest LockerLocker Wealth Management, Inc.LPL Financial LLC10-08-2014
Anna Bertha AguirreWoodbury Financial Services, Inc.LPL Financial LLC09-28-2015
Anthony L Santucci JrFidelity Brokerage Services LLCLPL Financial LLC$5001-11-2019
Ariel Monsivais JrCUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Arthur John Pedgrift IiiAusdal Financial Partners, Inc.LPL Financial LLC09-25-2009
Atmaram D VaravadekarPrincipal Securities, Inc.LPL Financial LLC08-09-2010
Barrie Jerome RobinsAusdal Financial Partners, Inc.LPL Financial LLC11-18-2009
Benjamin Wade JohnsonJ.P. Morgan Securities LLCLPL Financial LLC04-01-2015
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Bradley Joseph ArmstrongRaymond James Financial Services, Inc.LPL Financial LLC04-04-2016
Brandi Leigh RuffaloIndependent Financial Group, LLCLPL Financial LLC$2511-06-2009
Brian Anthony KieferWoodbury Financial Services, Inc.LPL Financial LLC03-17-2015
Brian Curtis UllrichRoyal Alliance Associates, Inc.LPL Financial LLC08-28-2012
Brian Robert PageWoodbury Financial Services, Inc.LPL Financial LLC03-17-2015
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
Chad Brian HumphreyRaymond James Financial Services, Inc.LPL Financial LLC10-27-2010
Charles J Rahn JrFifth Third Securities, Inc.LPL Financial LLC01-26-2011
Charles Patrick WilliamsIFP Securities, LLCLPL Financial LLC$21005-23-2019
Chris Charles MorganGradient Securities, LLCLPL Financial LLC$5010-31-2014
Christine Marie AltenbergerMorgan StanleyLPL Financial LLC01-22-2015
Christopher Elliott DunlapCambridge Investment Research, Inc.LPL Financial LLC$2504-18-2016
Cynthia M WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
Dana Marie MikstayCetera Advisor Networks LLCLPL Financial LLC$25007-12-2017
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.