Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Paul LockwoodFSC Securities CorporationLong Grove Trading Co.$1009-18-2009
Lawrence Joseph Kimmel Jr.Ausdal Financial Partners, Inc.Long Grove Trading Co.09-08-2009
Bryan James MinnerAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Jack John CausaAusdal Financial Partners, Inc.Long Grove Trading Co.$10009-04-2009
Leonard Karl FettigAusdal Financial Partners, Inc.Long Grove Trading Co.$10009-04-2009
Sean Christopher GayAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Stephen Conrad FedotaAusdal Financial Partners, Inc.Long Grove Trading Co.09-04-2009
Terrance Robert GaertnerAusdal Financial Partners, Inc.Long Grove Trading Co.$109-04-2009
Michael Patrick LynchFSC Securities CorporationLong Grove Trading Co.09-02-2009
Brian Brent WegrzynMoloney Securities Co., Inc.Long Grove Trading Co.$2509-01-2009
Corey Daniel SchaulAusdal Financial Partners, Inc.Long Grove Trading Co.09-01-2009
William Scott PaddorMoloney Securities Co., Inc.Long Grove Trading Co.$5009-01-2009
Gary Scott SpencerAmeriprise Financial Services, Inc.Long Grove Trading Co.$15008-31-2009
James Luke FlanaganFSC Securities CorporationLong Grove Trading Co.08-31-2009
Robert Steven FieldWorld Equity Group, Inc.Long Grove Trading Co.$5008-31-2009
Gregory James KurinecFSC Securities CorporationLong Grove Trading Co.08-28-2009
Kathy Marie GovernaleJ.W. Cole Financial, Inc.Long Grove Trading Co.08-28-2009
Afshin ShahinpouriFSC Securities CorporationLong Grove Trading Co.08-27-2009
Andrew Charles LevittAusdal Financial Partners, Inc.Long Grove Trading Co.$15008-27-2009
Kathleen M MaddenAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Larry Robert SixAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Leonard Thomas DigateAusdal Financial Partners, Inc.Long Grove Trading Co.$1008-25-2009
Patrick Daniel AltmillerAusdal Financial Partners, Inc.Long Grove Trading Co.08-25-2009
Roger Owen AndersonAusdal Financial Partners, Inc.Long Grove Trading Co.$14008-25-2009
Thea Elizabeth ReynoldsAusdal Financial Partners, Inc.Long Grove Trading Co.$1008-25-2009
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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