Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Paul LockwoodFSC Securities CorporationLong Grove Trading Co.$1009-18-2009
Michael Patrick LynchFSC Securities CorporationLong Grove Trading Co.09-02-2009
Corey Daniel SchaulAusdal Financial Partners, Inc.Long Grove Trading Co.09-01-2009
Brian Brent WegrzynMoloney Securities Co., Inc.Long Grove Trading Co.09-01-2009
William Scott PaddorMoloney Securities Co., Inc.Long Grove Trading Co.09-01-2009
Gary Scott SpencerAmeriprise Financial Services, LLCLong Grove Trading Co.08-31-2009
Robert Steven FieldWorld Equity Group, Inc.Long Grove Trading Co.08-31-2009
Kathy Marie GovernaleJ.W. Cole Financial, Inc.Long Grove Trading Co.08-28-2009
Anthony George LavardaWorld Equity Group, Inc.Long Grove Trading Co.$1008-18-2009
Nick J BrownCambridge Investment Research, Inc.Long Grove Trading Co.$5008-18-2009
Dani Gerald BarronCambridge Investment Research, Inc.Long Grove Trading Co.08-18-2009
Gary Michael BotwinMack Investment Securities, Inc.Long Grove Trading Co.08-18-2009
Michael David BrownCambridge Investment Research, Inc.Long Grove Trading Co.08-10-2009
Nadim Khalil ZayedCenter Street Securities, Inc.Long Grove Trading Co.$10008-01-2009
Jeffry Alan SannesFSC Securities CorporationLong Grove Trading Co.$1007-27-2009
Rocco SantorsolaAusdal Financial Partners, Inc.Long Grove Trading Co.06-15-2009
Kevin Joseph NewmanAusdal Financial Partners, Inc.Long Grove Trading Co.$1005-29-2009
Thomas Dale HerrAusdal Financial Partners, Inc.Long Grove Trading Co.03-02-2009
Michael Lawrence HoyeAusdal Financial Partners, Inc.Long Grove Trading Co.$1002-19-2009
Robert W. BieglerAusdal Financial Partners, Inc.Long Grove Trading Co.02-02-2009
John Miles Lancaster IIIAusdal Financial Partners, Inc.Long Grove Trading Co.02-02-2009
Daniel John SmyczynskiAusdal Financial Partners, Inc.Long Grove Trading Co.01-26-2009
Michael Neil MazurskyNorth Star Investment Services, Inc.Long Grove Trading Co.01-05-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.