Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
John James Cummings Jr.Horace Mann Investors, Inc.MML Investors Services, LLC06-07-2018
James Stanley ThompsonAmeritas Investment Corp.MML Investors Services, LLC05-21-2018
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$1005-08-2018
Dario KerkezPrivate Advisor Group, LLCMML Investors Services, LLC03-19-2018
Kent Robert McginnisSigma Financial CorporationMML Investors Services, LLC$2501-31-2018
Gary Anthony McmahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Kurt Bowman SchaeferHorace Mann Investors, Inc.MML Investors Services, LLC$5001-26-2018
Daniel Patrick KenealyMARINER WEALTH ADVISORSMML Investors Services, LLC12-21-2017
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC$112-11-2017
Delores Jean MccannHorace Mann Investors, Inc.MML Investors Services, LLC11-17-2017
Debra Ann NadeauPrivate Advisor Group, LLCMML Investors Services, LLC11-09-2017
Dominic Allan Nadeau Jr.Private Advisor Group, LLCMML Investors Services, LLC11-09-2017
Zachary Tyler TillPruco Securities, LLC.MML Investors Services, LLC11-09-2017
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC$110-17-2017
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Mark Christopher DevitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-30-2017
Winston Jarnell Taylor Sr.Pruco Securities, LLC.MML Investors Services, LLC06-20-2017
Debra WoodardW&S Brokerage Services, Inc.MML Investors Services, LLC06-02-2017
Charles Raymon LefflerPark Avenue Securities LLCMML Investors Services, LLC05-22-2017
Patricia Ann ChevalierAmeriprise Financial Services, Inc.MML Investors Services, LLC$105-03-2017
Terrell Antwan WilsonCetera Investment Services LLCMML Investors Services, LLC04-24-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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