Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret L JonesPrincipal Securities, Inc.MML Investors Services, LLC09-14-2020
Danny Lee SnodgrassLPL Financial LLCMML Investors Services, LLC$5006-30-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
James Andrew HeilgeistEquity Services, Inc.MML Investors Services, LLC$25006-02-2020
Peter Harry HoopisNYLIFE Securities LLCMML Investors Services, LLC$1005-07-2020
Mark Michael RichardsonCetera Investment Services LLCMML Investors Services, LLC05-06-2020
Olumide K Olu-AkintomideEquity Services, Inc.MML Investors Services, LLC04-24-2020
Juanita Maria VegaOneAmerica Securities, Inc.MML Investors Services, LLC03-16-2020
Parthasarathy RajagopalanSecurities America, Inc.MML Investors Services, LLC$2503-13-2020
Geoffrey Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Stephenson Paul JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Steven Robert HerrmannLPL Financial LLCMML Investors Services, LLC03-11-2020
Robert Thomas WeilLPL Financial LLCMML Investors Services, LLC$15003-11-2020
Todd Avrom ChalemLPL Financial LLCMML Investors Services, LLC03-11-2020
Steven Michael BallinaOneAmerica Securities, Inc.MML Investors Services, LLC03-11-2020
David Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Scott A ClaytonLPL Financial LLCMML Investors Services, LLC03-02-2020
Colin GraemeGoldman Sachs & Co.MML Investors Services, LLC02-11-2020
Lisa Christine DavidsonJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC06-21-2019
Renee RosenbergerMorgan StanleyMML Investors Services, LLC06-20-2019
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
Paul ThomasEdward JonesMML Investors Services, LLC06-07-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.