Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Christine DavidsonJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
James M GarabedianHornor, Townsend & Kent, LLCMML Investors Services, LLC10-07-2019
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC$25006-21-2019
Renee RosenbergerMorgan StanleyMML Investors Services, LLC06-20-2019
James Paul Pelletiere Jr.Pruco Securities, LLC.MML Investors Services, LLC06-10-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC$10005-07-2019
Shawky Aziz YoakimFifth Third Securities, Inc.MML Investors Services, LLC01-16-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
John James Cummings Jr.Horace Mann Investors, Inc.MML Investors Services, LLC06-07-2018
James Stanley ThompsonAmeritas Investment Corp.MML Investors Services, LLC05-21-2018
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$10005-08-2018
Jeremy Warren AndrackePruco Securities, LLC.MML Investors Services, LLC04-30-2018
Dario KerkezPrivate Advisor Group, LLCMML Investors Services, LLC03-19-2018
Michael John LibmannPruco Securities, LLC.MML Investors Services, LLC$25002-15-2018
Steven John SalazarW&S Brokerage Services, Inc.MML Investors Services, LLC02-13-2018
William Daniel Burke Jr.LPL Financial LLCMML Investors Services, LLC$25002-01-2018
Kent Robert McGinnisSigma Financial CorporationMML Investors Services, LLC$25001-31-2018
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Kurt Bowman SchaeferHorace Mann Investors, Inc.MML Investors Services, LLC$50001-26-2018
Walter Waleed CosmoPruco Securities, LLC.MML Investors Services, LLC01-04-2018
Daniel Patrick KenealyMariner Wealth AdvisorsMML Investors Services, LLC12-21-2017
Thomas Joseph WielgosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC$10012-11-2017
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.