Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Howard KampAllstate Financial Services, LLCMML Investors Services, LLC03-19-2012
James Stanley ThompsonAmeritas Investment Company, LLCMML Investors Services, LLC05-21-2018
James Michael CookCambridge Investment Research, Inc.MML Investors Services, LLC11-21-2014
Natasha Secoquian LauerCambridge Investment Research, Inc.MML Investors Services, LLC$1005-07-2014
Andrew F AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC06-21-2019
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
Mark Michael RichardsonCetera Investment Services LLCMML Investors Services, LLC05-06-2020
Kenneth John ZimmerCharles Schwab & Co., Inc.MML Investors Services, LLC11-21-2017
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Joseph Michael Esposito JrCommonwealth Financial NetworkMML Investors Services, LLC05-06-2014
Charles Keith KikerCommonwealth Financial NetworkMML Investors Services, LLC$10005-06-2014
Zachary C YoungbloodCountry Capital Management CompanyMML Investors Services, LLC$15007-12-2011
Timothy James HrankaCountry Capital Management CompanyMML Investors Services, LLC01-07-2011
Paul ThomasEdward JonesMML Investors Services, LLC06-07-2019
James Andrew HeilgeistEquity Services, Inc.MML Investors Services, LLC$25006-02-2020
Olumide K Olu-AkintomideEquity Services, Inc.MML Investors Services, LLC04-24-2020
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
John Bishop HillmanFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
Miaciah Joseph ManuelFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
Shawky Aziz YoakimFifth Third Securities, Inc.MML Investors Services, LLC01-16-2019
Louis Pearson BrownForum Financial Management, LPMML Investors Services, LLC05-18-2018
Colin GraemeGoldman Sachs & Co.MML Investors Services, LLC02-11-2020
Daniel OsbornHarbour Investments, Inc.MML Investors Services, LLC02-14-2019
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.