Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
Michael Robert BakerWoodbury Financial Services, Inc.MML Investors Services, LLC$1007-20-2012
Paul Dean HillWoodbury Financial Services, Inc.MML Investors Services, LLC12-19-2011
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC$1012-11-2017
Kenneth ArmbrusterVoya Financial Advisors, Inc.MML Investors Services, LLC04-13-2015
Shara S. VoulgarisTD Ameritrade Investment Management, LLCMML Investors Services, LLC12-21-2016
Kent Robert McGinnisSigma Financial CorporationMML Investors Services, LLC$2501-31-2018
Winston Jarnell Taylor Sr.Pruco Securities, LLC.MML Investors Services, LLC06-20-2017
Francis Michael EvansPark Avenue Securities LLCMML Investors Services, LLC02-12-2016
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Robert William SmithOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2013
Darren Barclay BellOneAmerica Securities, Inc.MML Investors Services, LLC06-27-2013
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
William Ralph Buikema Jr.NYLIFE Securities LLCMML Investors Services, LLC$25007-21-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Hiral Patel HudsonMorgan StanleyMML Investors Services, LLC01-02-2015
Mark Christopher DevitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-30-2017
Mary D. PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-26-2012
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$1005-08-2018
Matthew Jarett HoenesKestra Investment Services, LLCMML Investors Services, LLC08-05-2016
James M GarabedianHornor, Townsend & Kent, LLCMML Investors Services, LLC10-07-2019
Kurt Bowman SchaeferHorace Mann Investors, Inc.MML Investors Services, LLC$5001-26-2018
Delores Jean McCannHorace Mann Investors, Inc.MML Investors Services, LLC11-17-2017
Shawky Aziz YoakimFifth Third Securities, Inc.MML Investors Services, LLC01-16-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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