Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew F AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Charles Keith KikerCommonwealth Financial NetworkMML Investors Services, LLC$10005-06-2014
Colin GraemeGoldman Sachs & Co.MML Investors Services, LLC02-11-2020
Daniel OsbornHarbour Investments, Inc.MML Investors Services, LLC02-14-2019
Danny Lee SnodgrassLPL Financial LLCMML Investors Services, LLC$5006-30-2020
Darren Barclay BellOneAmerica Securities, Inc.MML Investors Services, LLC06-27-2013
David Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Debra Nadeau Dominic NadeauLPL Financial LLCMML Investors Services, LLC$20811-09-2017
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Francis M EvansPark Avenue Securities LLCMML Investors Services, LLC02-12-2016
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Geoffrey Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Gregory Howard KampAllstate Financial Services, LLCMML Investors Services, LLC03-19-2012
Hiral Patel HudsonMorgan StanleyMML Investors Services, LLC01-02-2015
James Andrew HeilgeistEquity Services, Inc.MML Investors Services, LLC$25006-02-2020
James Michael CookCambridge Investment Research, Inc.MML Investors Services, LLC11-21-2014
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
James Stanley ThompsonAmeritas Investment Company, LLCMML Investors Services, LLC05-21-2018
Jason Allan StroedeSowell ManagementMML Investors Services, LLC11-15-2016
John Bishop HillmanFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Joseph Michael Esposito JrCommonwealth Financial NetworkMML Investors Services, LLC05-06-2014
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.