Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Thomas Andrew NoonanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Robert Howard DawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Samuel Paul LeeKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Matthew Thompson SchroederEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Kevin Paul AristideAristide Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2018
Jennifer E LeongWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Mary ManiscalliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Michael J MargolisTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Michael Terrell MayersBrookstone Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
Jeremy T DowninEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-09-2018
Igor BoykoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2018
BRYANT GENE MERRYMANHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Joseph D StockFSICMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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