Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pratik P KandoiNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Robert John DombrowskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2020
Ryan Nelson ToddLake StreetMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2020
Joshua Alexander CarucciThe Mather Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
William R Easterling JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2020
Shaun Peter EckKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
Tyler Joseph OrmondRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
James Michael ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Brian Michael AhernRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-17-2020
Jeff T LesniewiczRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-17-2020
Danieh KasarRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
ADAM Quin ZAREMBAE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2020
Nathan John SchumacherPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2020
Zachary Frank MarshallFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9707-29-2020
Benjamin OlsenM1 Finance LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Benjamin Austin CarneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Adam GhantousLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Brad Raymond RippelmeyerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1506-26-2020
Steve Clarence Vujevich IIKeebeck Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-17-2020
Brian Troy FallsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2020
Andrew Kevin MartineauTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Anthony CravenNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2020
Jeffrey Drew HansenShetland FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2020
George A TaylorNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
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Showing 1 to 25 of 252 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.