Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana N SormaniUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2011
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Alex Edmond HalesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Anastasios P LiosatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2013
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Bai YuenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Benjamin John MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Bradley Patrick SummersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Bradley Paul ParksUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Bradley Scott JoinerBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-19-2016
Brandon Lee CoryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Brandon M. DanielsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2016
Brent Richard McCreedyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-05-2014
Brian M RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
Bruce Fielden FraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Cathy S. ButlerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2009
Charles F. ThalheimerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Charles Patrick NewmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2014
Charles ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Christopher J McDonnellMcDonnell Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2012
Daniel Michael VolkWintrust Investments LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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