Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul M. BadruddinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Neal LevineMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alicia Beth CurtisMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Andrew C HallLPL Financial LLCMetLife Securities Inc.08-16-2016
Anne Marie ClaytonCambridge Investment Research, Inc.MetLife Securities Inc.03-21-2016
Anthony ZitellaMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Bernard P. LeuzziMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Blake Alan CrousoreNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-23-2010
Brian Ernest SoczkaWells Fargo Clearing Services, LLCMetLife Securities Inc.08-06-2013
Brian Keith SalmonsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bryan ZicMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles Irvin CookMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Charles Wesley BaierOpus Wealth Management GroupMetLife Securities Inc.05-08-2015
Cheryl Diane RichardsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Dean DearingMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Michael FashAmeriprise Financial Services, Inc.MetLife Securities Inc.02-15-2017
Craig Joseph HorvathLevel Four Advisory ServicesMetLife Securities Inc.12-22-2015
Daniel Elfred KroutMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Danny Lee SnodgrassMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Donald SpeerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Lee TravisMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Dean Michael MansavageMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Denis Michael KellyMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Emmanuel Thomas Floyd GilmoreMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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