Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Ryan MoormanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2020
Charles Thomas DuganFidelity Brokerage Services LLCMorgan Stanley09-17-2020
Janet Dorothy MoellerRaymond James & Associates, Inc.Morgan Stanley09-16-2020
Mark William BirringerRaymond James & Associates, Inc.Morgan Stanley$22409-15-2020
John Charles JoyceRaymond James & Associates, Inc.Morgan Stanley$3,30009-15-2020
Byungdo Richard YaeRaymond James & Associates, Inc.Morgan Stanley$5009-15-2020
Marina RodgersHSBC Securities (USA) Inc.Morgan Stanley07-24-2020
Stephen Ray BowmanWells Fargo Clearing Services, LLCMorgan Stanley06-05-2020
Jack HellwigB. Riley Wealth ManagementMorgan Stanley05-19-2020
Steven Robert CherryLPL Financial LLCMorgan Stanley03-23-2020
Jaimee Lynn FarringtonHighTower Securities, LLCMorgan Stanley02-12-2020
Thomas John ShookE*TRADE Securities LLCMorgan Stanley02-11-2020
Megan Elizabeth MasonJefferies LLCMorgan Stanley01-27-2020
Arthur George Anderson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2020
David Andrew VenturaTwende Asset Management LLCMorgan Stanley12-20-2019
Julianne Marie MelulisFidelity Brokerage Services LLCMorgan Stanley12-19-2019
Daniel John MoynihanNational Securities CorporationMorgan Stanley$2511-27-2019
Otis HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2019
Daniel RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$16611-15-2019
Daniel G RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-15-2019
Tracey F FranklinStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Gary Phelps Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14411-08-2019
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-08-2019
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.