Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$109-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley$107-23-2018
Jessica Lee BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2018
Eduardo Javier ValdesPNC InvestmentsMorgan Stanley04-24-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley$104-23-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$10004-23-2018
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Kenneth Joseph DowRaymond James & Associates, Inc.Morgan Stanley$10011-02-2017
Ryan David KonslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-17-2017
Timothy John PlattBenjamin F. Edwards & Company, Inc.Morgan Stanley$10008-11-2017
Philip Jay TelpnerJ.P. Morgan Securities LLCMorgan Stanley07-06-2017
Charles Stephens O'NeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-03-2017
Peter Nickel AugustinRobert W. Baird & Co. IncorporatedMorgan Stanley06-28-2017
David Dana StoneIHT Wealth Management LLCMorgan Stanley05-26-2017
William Reid CampbellLPL Financial LLCMorgan Stanley04-21-2017
Michael Edward AllawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-07-2017
Nancy Joy KomarowskiNorthwestern Mutual Investment Services, LLCMorgan Stanley04-05-2017
Next Page »

Showing 1 to 25 of 265 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.