Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Robert CherryLPL Financial LLCMorgan Stanley03-23-2020
Jaimee Lynn FarringtonHighTower Securities, LLCMorgan Stanley$5002-12-2020
Thomas John ShookE*TRADE Securities LLCMorgan Stanley02-11-2020
Megan Eilzabeth MasonJefferies LLCMorgan Stanley01-27-2020
Eve Elizabeth EllisWilliam BlairMorgan Stanley$5001-03-2020
Nikolay Petrov DjibankovWilliam BlairMorgan Stanley01-03-2020
David Andrew VenturaTwende Asset Management LLCMorgan Stanley12-20-2019
Julianne Marie MelulisFidelity Brokerage Services LLCMorgan Stanley12-19-2019
Daniel John MoynihanNational Securities CorporationMorgan Stanley11-27-2019
Otis HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2019
Daniel G. RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Tracey F. FranklinStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-08-2019
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
Jennifer Marie BerginWells Fargo Clearing Services, LLCMorgan Stanley11-01-2019
Zachary Joseph HarvethStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-31-2019
John Joseph MannixPNC InvestmentsMorgan Stanley10-25-2019
Robert Howard Dawson Jr.MML Investors Services, LLCMorgan Stanley10-22-2019
Edgar A WrightSA Stone Wealth Management Inc.Morgan Stanley10-10-2019
Mark Allen FrommerOppenheimer & Co. Inc.Morgan Stanley$3209-19-2019
James Andrew HardenPruco Securities, LLC.Morgan Stanley09-05-2019
Paul DigiallonardoCharles Schwab & Co., Inc.Morgan Stanley$10009-04-2019
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Showing 1 to 25 of 403 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.