Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley$110-19-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$109-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley$107-23-2018
Jessica Lee BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2018
Eduardo Javier ValdesPNC InvestmentsMorgan Stanley04-24-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley$104-23-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$10004-23-2018
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Kenneth Joseph DowRaymond James & Associates, Inc.Morgan Stanley$10011-02-2017
Ryan David KonslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-17-2017
Timothy John PlattBenjamin F. Edwards & Company, Inc.Morgan Stanley$10008-11-2017
Philip Jay TelpnerJ.P. Morgan Securities LLCMorgan Stanley07-06-2017
Charles Stephens O'NeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-03-2017
Peter Nickel AugustinRobert W. Baird & Co. IncorporatedMorgan Stanley06-28-2017
David Dana StoneIHT Wealth Management LLCMorgan Stanley05-26-2017
William Reid CampbellLPL Financial LLCMorgan Stanley04-21-2017
Michael Edward AllawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-07-2017
Nancy Joy KomarowskiNorthwestern Mutual Investment Services, LLCMorgan Stanley04-05-2017
Next Page »

Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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