Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Henry BechererDavid A. Noyes & CompanyMorgan Stanley$2507-02-2009
Keith G DronenLPL Financial LLCMorgan Stanley$10008-20-2009
John Joseph LeonardAllianceBernstein L.P.Morgan Stanley10-05-2009
Gary Allen SeitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-23-2009
Stephen Lloyd Patton, Christopher Hay NoonanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-23-2009
Stefan Evan RosuckLPL Financial LLCMorgan Stanley11-13-2009
Rodney Lynn HarrisLPL Financial LLCMorgan Stanley01-12-2010
Evan George ChiligirisWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Julie Ann GraceWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Jeff Thomas GoldenWilliam BlairMorgan Stanley02-10-2010
Constantinos Dean Frank YianasWells Fargo Clearing Services, LLCMorgan Stanley05-27-2010
Daryl Roy DagitSavant Capital ManagementMorgan Stanley06-29-2010
Deborah Kathleen Viccone-SimonWells Fargo Clearing Services, LLCMorgan Stanley$5008-30-2010
Gary Eugene LoweryWells Fargo Clearing Services, LLCMorgan Stanley$10009-28-2010
Darin James MullerWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2010
Chad E FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-08-2010
Roy Edward Gray, Linwood Nile GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-03-2010
Thomas Matthew RayWells Fargo Clearing Services, LLCMorgan Stanley01-14-2011
Brian Michael SchmehilThe Mather Group, LLCMorgan Stanley02-18-2011
Dawn Marie CornwallThe Mather Group, LLCMorgan Stanley03-17-2011
Philip Charles SimmonsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-31-2011
Darrel A Swienton, Bret J. PetersenUBS Financial Services Inc.Morgan Stanley04-15-2011
Bret Petersen, Darrel SwientonUBS Financial Services Inc.Morgan Stanley$8005-11-2011
James Van MooreWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2011
John Michael ShieldsHighTower Securities, LLCMorgan Stanley05-26-2011
Next Page »

Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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