Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael RunyanJ.P. Morgan Securities LLCMorgan Stanley10-13-2017
Adriana SernaUBS Financial Services Inc.Morgan Stanley09-14-2017
Ajay J DesaiUBS Financial Services Inc.Morgan Stanley$25011-04-2011
Alan FishmanWells Fargo Clearing Services, LLCMorgan Stanley$5001-16-2015
Alan Jay RichmondAmeriprise Financial Services, LLCMorgan Stanley$5004-27-2012
Alan Paul WojtowiczUBS Financial Services Inc.Morgan Stanley$5007-11-2011
Alexander Laurence RossMain Street Investment Advisors, LLCMorgan Stanley10-30-2017
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Amy E KalasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-27-2016
Amy Michelle HelmuthFidelity Brokerage Services LLCMorgan Stanley04-20-2015
Andrew Thomas FeichterWilliam BlairMorgan Stanley$15012-13-2012
Anne K ButcherWells Fargo Clearing Services, LLCMorgan Stanley$17205-04-2012
Anthony Joseph EnsalacoJ.P. Morgan Securities LLCMorgan Stanley02-22-2019
Anthony Joseph PaulBrookstone Capital Management LLCMorgan Stanley04-03-2017
Artemio Herrera JrCharles Schwab & Co., Inc.Morgan Stanley01-10-2019
Arthur Clifford LaineBenjamin F. Edwards & Company, Inc.Morgan Stanley$10004-17-2015
Arthur George Anderson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2020
Ashleigh Lauren HamrickWilliam BlairMorgan Stanley$2503-19-2019
Barbara A JohnsonJohnson Private Wealth Management, LLCMorgan Stanley$2501-23-2014
Barbara Stolberg AdelmanLPL Financial LLCMorgan Stanley$2511-08-2013
Barth J MorrealeAmeriprise Financial Services, LLCMorgan Stanley02-12-2016
Becky Joy DevriesNorthwestern Mutual Investment Services, LLCMorgan Stanley08-06-2019
Benjamin PogofskyJ.P. Morgan Securities LLCMorgan Stanley04-25-2016
Bonnie Renee SchultzAmeriprise Financial Services, LLCMorgan Stanley03-31-2017
Boon C LeePurelight Investment Advisors LLCMorgan Stanley05-19-2016
Next Page »

Showing 1 to 25 of 280 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.