Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael RunyanJ.P. Morgan Securities LLCMorgan Stanley$50010-13-2017
Ajay J. DesaiUBS Financial Services Inc.Morgan Stanley$10011-04-2011
Alan FishmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25001-16-2015
Alan Jay RichmondAmeriprise Financial Services, Inc.Morgan Stanley$10004-27-2012
Alan Paul WojtowiczUBS Financial Services Inc.Morgan Stanley$50007-11-2011
Alexander Laurence RossMain Street Investment Advisors, LLCMorgan Stanley10-30-2017
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Amy E. KalasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-27-2016
Andrew H BloomB. C. Ziegler and CompanyMorgan Stanley$50006-11-2009
Andrew John LindblomUBS Financial Services Inc.Morgan Stanley11-04-2011
Andrew Thomas FeichterWilliam BlairMorgan Stanley$50012-13-2012
Angelea M HackstadtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-20-2018
Anna M. IngarraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15006-29-2013
Anne K ButcherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15005-04-2012
Anthony Joseph EnsalacoJ.P. Morgan Securities LLCMorgan Stanley02-22-2019
Anthony Joseph PaulBrookstone Capital Management LLCMorgan Stanley04-03-2017
Arthur Clifford LaineBenjamin F. Edwards & Company, Inc.Morgan Stanley$10004-17-2015
Ashleigh Lauren HamrickWilliam BlairMorgan Stanley$25003-19-2019
Barbara A JohnsonJohnson Private Wealth Management, LLCMorgan Stanley01-23-2014
Barbara Stolberg AdelmanLPL Financial LLCMorgan Stanley$50011-08-2013
Barth J MorrealeAmeriprise Financial Services, Inc.Morgan Stanley02-12-2016
Becky Joy DevriesNorthwestern Mutual Investment Services, LLCMorgan Stanley08-06-2019
Benjamin John BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2013
Benjamin Samuel PogofskyJ.P. Morgan Securities LLCMorgan Stanley04-25-2016
Bernard B NeumanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10001-16-2015
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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