Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith G DronenLPL Financial LLCMorgan Stanley$10008-20-2009
Stefan Evan RosuckLPL Financial LLCMorgan Stanley11-13-2009
Rodney Lynn HarrisLPL Financial LLCMorgan Stanley01-12-2010
Jeffery J JohnsonLPL Financial LLCMorgan Stanley08-01-2011
John Joseph SpaethLPL Financial LLCMorgan Stanley12-16-2011
Frederick P. Dewald IIILPL Financial LLCMorgan Stanley09-28-2012
Michael Lee JerkatisLPL Financial LLCMorgan Stanley$1003-26-2013
Stephen Anthony JordanLPL Financial LLCMorgan Stanley08-20-2013
Barbara Stolberg AdelmanLPL Financial LLCMorgan Stanley11-08-2013
Eric Jason BartlettLPL Financial LLCMorgan Stanley$5004-07-2014
Darren Michael FabricLPL Financial LLCMorgan Stanley03-23-2016
James Edward EwingLPL Financial LLCMorgan Stanley06-29-2016
William Reid CampbellLPL Financial LLCMorgan Stanley04-21-2017
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.