Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sagar ShethFidelity Brokerage Services LLCMorgan Stanley07-11-2019
Patrick Jon KerriganMorgan StanleyMorgan Stanley07-10-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Obi TagboCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Ashleigh Lauren HamrickWilliam BlairMorgan Stanley03-19-2019
Jennifer Sunyoung ChungBalasa Dinverno Foltz LLCMorgan Stanley03-13-2019
Cory Grant RappaportStrategic Wealth PartnersMorgan Stanley03-12-2019
Anthony Joseph EnsalacoJ.P. Morgan Securities LLCMorgan Stanley02-22-2019
Nicholas Joseph GiulianoCharles Schwab & Co., Inc.Morgan Stanley02-14-2019
Kristen Elizabeth DealyBMO Harris Financial Advisors, Inc.Morgan Stanley02-12-2019
Jason HowardCharles Schwab & Co., Inc.Morgan Stanley02-12-2019
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$5001-18-2019
Daniel Patrick SalvatiAmeriprise Financial Services, LLCMorgan Stanley$1001-16-2019
Margaret Leigh PretoriusRaymond James & Associates, Inc.Morgan Stanley01-15-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Emily Olson PatteeNorthwestern Mutual Investment Services, LLCMorgan Stanley12-04-2018
Richard Lee MundraneAmeriprise Financial Services, LLCMorgan Stanley$5411-09-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Cynthia Marie HermosilloRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Salvatore John Guccione Jr.Charles Schwab & Co., Inc.Morgan Stanley10-09-2018
Rakesh Rajnikant RavaniE*TRADE Securities LLCMorgan Stanley09-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.