Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Daniel Patrick SalvatiAmeriprise Financial Services, Inc.Morgan Stanley$10001-16-2019
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$54011-09-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$25009-07-2018
Jennifer Sunyoung ChungBalasa Dinverno Foltz LLCMorgan Stanley03-13-2019
Kristen Elizabeth DealyBMO Harris Financial Advisors, Inc.Morgan Stanley02-12-2019
Howard Dennis KavinskyDavid A. Noyes & CompanyMorgan Stanley08-27-2018
Anthony Joseph EnsalacoJ.P. Morgan Securities LLCMorgan Stanley02-22-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Emily Olson PatteeNorthwestern Mutual Investment Services, LLCMorgan Stanley12-04-2018
Margaret Leigh PretoriusRaymond James & Associates, Inc.Morgan Stanley01-15-2019
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley$10010-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley$10010-19-2018
Cynthia Marie HermosilloRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Zachary John BirkeyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$25009-13-2018
Michael Joseph BrunerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50009-13-2018
Jeff F. SchimmelpfennigStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50009-13-2018
Cory Grant RappaportStrategic Wealth PartnersMorgan Stanley03-12-2019
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley$10007-23-2018
Timothy Jason RileyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley06-26-2019
James John BannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50004-26-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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